0001104659-20-129788.txt : 20201127 0001104659-20-129788.hdr.sgml : 20201127 20201127083304 ACCESSION NUMBER: 0001104659-20-129788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201124 FILED AS OF DATE: 20201127 DATE AS OF CHANGE: 20201127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arasimowicz Jennifer D CENTRAL INDEX KEY: 0001702985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 201352878 MAIL ADDRESS: STREET 1: FUELCELL ENERGY, INC. STREET 2: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4 1 tm2037175-1_4.xml FORM 4 X0306 4 2020-11-24 0 0000886128 FUELCELL ENERGY INC FCEL 0001702985 Arasimowicz Jennifer D C/O FUELCELL ENERGY, INC. 3 GREAT PASTURE ROAD DANBURY CT 06810 0 1 0 0 EVP, Gen. Counsel, CAO, Secy Employee Restricted Stock Unit 0 2020-11-24 4 A 0 28829 0 A Common Stock 28829 28829 D Employee Performance Share Unit 0 2020-11-24 4 A 0 26769 0 A Common Stock 26769 26769 D Employee Performance Share Unit 0 2020-11-24 4 A 0 26769 0 A Common Stock 26769 26769 D Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. On November 24, 2020, the reporting person was granted performance shares which will be earned based on performance over the three-year performance period ending October 31, 2023, subject to continued employment until the third anniversary of the grant date. The performance goal is an increase in the Company's stock price during the performance period. The maximum number of performance shares that can be earned based on performance is two times the target number reported in the table above. /s/ Jacqueline Perez-Ares, As Power of Attorney 2020-11-27