-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/0suU5oW3fJl1FJOndbJmVrh1gu0WP1xA1vG4klO3vfDRnbJHErj/eRG/nnrSwZ sY4CGYAQQc1D5Dl3rgyHfw== 0001042645-01-500019.txt : 20010313 0001042645-01-500019.hdr.sgml : 20010313 ACCESSION NUMBER: 0001042645-01-500019 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20010312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 001-14204 FILM NUMBER: 1566313 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 10-K/A 1 fuelcell10ka-301.htm FUELCELL ENERGY, INC. - FORM 10-K/A FuelCell Energy, Inc. - Form 10-K/A - 2000

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 10-K/A

                    (Mark One)

[X]

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended: October 31, 2000

OR

[   ]

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ___________ to ___________

Commission File Number: 0-24852

FUELCELL ENERGY, INC.
(Exact name of registrant as specified in its charter)



Delaware

 

06-0853042

(State or other jurisdiction of

 

(I.R.S. Employer

incorporation or organization)

 

Identification Number)

3 Great Pasture Road

   

Danbury, Connecticut

 

06813

(Address of principal executive offices)

 

(Zip Code)

Registrant's telephone number, including area code (203) 825-6000

Securities registered pursuant to Section 12(b) of the Act:
None

Securities registered pursuant to Section 12(g) of the Act:
Common Stock, $.0001 par value per share
(Title of class)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  x  Yes   o  No

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  o  

The aggregate market value of voting stock held by non-affiliates of the registrant was approximately $889,508,503, which is based on the closing price of $69.688 on January 23, 2001. On January 23, 2001 there were 15,788,634 shares of common stock of the registrant issued and outstanding.

DOCUMENTS INCORPORATED BY REFERENCE Certain information contained in the registrant's definitive proxy statement relating to its forthcoming 2001 Annual Meeting of Stockholders to be filed not later than 120 days after the end of registrant's fiscal year ended October 31, 2000 is incorporated by reference in Part III of this Annual Report on Form 10-K.


The Annual Report on Form 10-K of FuelCell Energy, Inc. for the fiscal year ended October 31, 2000, is hereby amended to add a new footnote 14 to the Notes to Consolidated Financial Statements contained therein. The new footnote 14 is set forth below.

     (14)     Selected Quarterly Financial Data (unaudited):
 


Revenues

Net income 
(loss)

Earnings per share 
Basic and diluted




Year Ended 10/31/00

First quarter

$       3,600       

$            5         

$         0.00              

Second quarter

4,936       

(1,708)        

(0.26)             

Third quarter

4,112       

(1,307)        

(0.09)             

Fourth quarter

8,067       

(1,449)        

(0.09)             

 
Revenues

Net income
(loss)

Earnings per share 
Basic and diluted




Year Ended 10/31/99

First quarter

$       6,284       

$       (348)        

$      (0.06)             

Second quarter

5,788       

(773)        

(0.12)             

Third quarter

4,416       

(386)        

(0.03)             

Fourth quarter

3,477       

522         

0.04              

 

 

 


 

SIGNATURES

In accordance with Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated:  March 12, 2001

FUELCELL ENERGY, INC.

/s/ Joseph G. Mahler


Joseph G. Mahler, Chief Financial Officer

 


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