0000897069-24-002298.txt : 20241212 0000897069-24-002298.hdr.sgml : 20241212 20241212174114 ACCESSION NUMBER: 0000897069-24-002298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241210 FILED AS OF DATE: 20241212 DATE AS OF CHANGE: 20241212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dolger Joshua CENTRAL INDEX KEY: 0001868593 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 241546151 MAIL ADDRESS: STREET 1: FUELCELL ENERGY, INC. STREET 2: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4 1 form4.xml X0508 4 2024-12-10 0000886128 FUELCELL ENERGY INC FCEL 0001868593 Dolger Joshua C/O FUELCELL ENERGY, INC. 3 GREAT PASTURE ROAD DANBURY CT 06810 true General Counsel & Corp Sec false Common Stock 2024-12-10 4 M 0 157 0 A 2534 D Common Stock 2024-12-10 4 F 0 58 11.35 D 2476 D Common Stock 2024-12-10 4 M 0 248 0 A 2724 D Common Stock 2024-12-10 4 F 0 91 11.35 D 2633 D Common Stock 2024-12-11 4 M 0 2525 0 A 5158 D Common Stock 2024-12-11 4 F 0 918 12.56 D 4240 D Employee Restricted Stock Unit 0 2024-12-10 4 M 0 157 0 D Common Stock 157 0 D Employee Performance Share Unit 0 2024-12-10 4 M 0 248 0 D Common Stock 248 0 D Employee Restricted Stock Unit 0 2024-12-11 4 M 0 2525 0 D Common Stock 2525 5050 D Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024. Restricted stock units were converted into common stock on a one-for-one basis. Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units. Shares were issued in settlement of earned performance share units. Represents shares withheld to satisfy tax obligations upon the vesting of performance share units. On December 10, 2021, the reporting person was granted restricted stock units, which vested 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. On December 10, 2021, the reporting person was granted performance shares which were based on performance over the three-year performance period ended October 31, 2024, subject to continued employment until the third anniversary of the grant date (December 10, 2024). The performance goal was the TSR of the Company relative to the TSR of the Russell 2000 during the performance period. The Compensation and Leadership Development Committee certified achievement at 52.665% of the target number previously reported (as adjusted to reflect the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024), resulting in the award of 248 shares. On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. /s/ Michael S. Bishop, as Power of Attorney 2024-12-12