0000899243-16-015787.txt : 20160311 0000899243-16-015787.hdr.sgml : 20160311 20160311170656 ACCESSION NUMBER: 0000899243-16-015787 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150227 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ASSET MANAGED MUNICIPALS FUND INC. CENTRAL INDEX KEY: 0000886043 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 000000000 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 888-777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: MANAGED MUNICIPALS PORTFOLIO INC DATE OF NAME CHANGE: 19920929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06629 FILM NUMBER: 161501676 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-02-27 0 0000886043 WESTERN ASSET MANAGED MUNICIPALS FUND INC. MMU 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8021 ZURICH V8 SWITZERLAND 0 0 1 0 Auction Preferred Stock 168 I By subsidiary - see footnote This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. Pursuant to the Global Relief Letter referred to below, this filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. (CUSIP No[s]. [95766M204, 95766M402, 95766M600] ) The Shares reported herein represent UBS Group AG's combined holdings in multiple series of auction preferred securities of the issuer, which are treated herein as one class of securities in accordance with the Auction Rate Securities -- Global Exemptive Relief letter ("Global Relief Letter") issued by the staff of the Securities and Exchange Commission (SEC) on September 22, 2008. UBS Group AG undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, complete information regarding the number of securities identified in Table I purchased and sold at each different price and date for the period between the date on which beneficial ownership exceeded ten percent and January 31, 2009, as required by the Global Relief Letter. This Statement filing was triggered as a result of an Issuer tender offer expiring on February 27, 2015. UBS Group AG did not participate in the tender offer. /s/ John Lindley, Associate Director, UBS Group AG 2016-03-11 /s/ William Chandler, Managing Director, UBS Group AG 2016-03-11