-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4TOpJlbnS4xIHLsRahEAp1lzZU19HQy2i7puQp7ztuDvFdNSWOcEXSQg5PrhO5J xYTTfQwrDrkbX9NP5Mg82Q== 0000950152-02-006643.txt : 20020826 0000950152-02-006643.hdr.sgml : 20020826 20020826142722 ACCESSION NUMBER: 0000950152-02-006643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020821 FILED AS OF DATE: 20020826 COMPANY DATA: COMPANY CONFORMED NAME: WELSH JOHN E III CENTRAL INDEX KEY: 0001180040 DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: CIP MANAGEMENT LLC STREET 2: 660 MADISON AVENUE, 15TH FL. CITY: NEW YORK STATE: NY ZIP: 10021 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL CABLE CORP /DE/ CENTRAL INDEX KEY: 0000886035 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 311351333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12983 FILM NUMBER: 02748157 BUSINESS ADDRESS: STREET 1: 4 TESSENEER DRIVE CITY: HIGHLAND HEIGHTS STATE: KY ZIP: 41076 BUSINESS PHONE: 6065728000 4 1 l96033ae4.txt GENERAL CABLE CORP./JOHN WELSH III > FORM 4
FORM 4 OMB APPROVAL U.S. SECURITIES AND EXCHANGE COMMISSION --------------------- [ ] Check this box if no longer WASHINGTON, D.C. 20549 OMB Number 3235-0287 subject to Section 16. Form Expires: December 31, 2001 4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden continue. See Instruction 1(b). hours per response.....0.5 Filed pursuant to Section 16(a) of the Securities and Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting* | 2. Issuer Name and Ticker or Trading Symbol | 6. Relationship of Reporting Person Person(1) | | to Issuer (Check all applicable) Welsh, III John B | General Cable Corporation (BGC) | __X__ Director _____ 10% Owner - -------------------------------------------------------------------------------------------| _____ Officer (give title below) (Last) (First) (Middle) | 3. IRS or Social | 4. Statement for | __X__ Other (specify below) | Security Number | Month/Year | Non-Executive Chairman 108 Shore Road | of Reporting | 08/2002 |---------------------------------------- - ---------------------------------------| Person (Voluntary) |-------------------------| 7. Individual or Joint/Group Filing (Street) | | 5. If Amendment, | (Check Applicable Line) | | Date of Original | _X_ Form filed by One Reporting Person | | (Month/Year) | ___ Form filed by More Than One Cold Spring Harbor NY 11724 | | 08/2002 | Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2.Transaction | 3.Transaction | 4.Securities Acquired(A) | 5.Amount of | 6.Owner-| 7.Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | (Month/Day/ | (Instr. 8) | (Instr. 3, 4, and 5) | Beneficially| Form: | Indirect | Year) | | | Owned at End| Direct | Bene- | | --------------|--------------------------| of Month | (D) or | ficial | | | | Amount | (A) | Price | (Instr. 3 | Indirect| Owner- | | Code | V | | or | | and 4) | (I) | ship | | | | | (D) | | |(Instr.4)|(Instr.4) - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Common Stock | 08/12/02 | P | | 600 | A | $3.46 | | D | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Common Stock | 08/21/02 | P | | 9,400 | A | $3.10 | 40,560 | D | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- Common Stock | | | | | | | 26,727 | I |By Trust - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ---------------------------------------|---------------|-------|-------|--------|------|----------|-------------|---------|--------- | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned, directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v) (Over) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 2
FORM 4 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1.Title of Derivative Security | 2.Conversion | 3.Transaction | 4.Transaction | 5.Number of | 6.Date Exer- | 7.Title and Amount (Instr. 3) | or Exercise | Date | Code | Derivative | cisable and | of Underlying | Price of | | (Instr. 8) | Securities | Expiration Date | Securities | Derivative | (Month/Day/ | | Acquired (A) | (Month/Day/Year) | (Instr. 3 and 4) | Security | Year) | | or Disposed | | | | | | of (D) |-------------------------------------- | | | | (Instr. 3, | Date | Expir- | | Amount or | | | | 4, and 5) | Exer- | ation | Title | Number of | | |---------------|--------------| cisable | Date | | Shares | | | Code | V | (A) | (D) | | | | - ------------------------------------------------------------------------------------------------------------------------------------ EmployeeStockOption(RighttoBU | $0 | | | | | | |01/29/12|Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- EmployeeStockOption(RighttoBU | $7.71 | | | | | | |01/29/11|Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- EmployeeStockOption(RighttoBU | $9 | | | | | | |02/07/10|Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- EmployeeStockOption(RighttoBU | $9.98 | | | | | | |10/08/11|Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- EmployeeStockOption(RighttoBU | $21.063 | | | | | | |02/03/09|Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- EmployeeStockOption(RighttoBU | $21.9167 | | | | | | |08/25/07|Common | | | | | | | | | | Stock | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ 8.Price of | 9.Number of | 10.Ownership | 11.Nature of | Derivative | Derivative | Form of | Indirect | Security | Securities | Derivative | Beneficial | (Instr. 5) | Beneficially | Security; | Ownership | | Owned at End | Direct (D) or | (Instr. 4) | | of Month | Indirect (I) | | | (Instr. 4) | (Instr. 4) | | - -------------------------------------------------------------------| | 26,500 | D | | | | | | - --------------|----------------|-------------------|---------------| | 1,500 | D | | | | | | - --------------|----------------|-------------------|---------------| | 1,500 | D | | | | | | - --------------|----------------|-------------------|---------------| | 10,000 | D | | | | | | - --------------|----------------|-------------------|---------------| | 6,000 | D | | | | | | - --------------|----------------|-------------------|---------------| | 3,000 | D | | | | | | - --------------|----------------|-------------------|---------------| | | | | - --------------|----------------|-------------------|---------------| | | | | - --------------|----------------|-------------------|---------------| | | | | - --------------|----------------|-------------------|---------------| | | | | - ------------------------------------------------------------------- Explanation of Responses: /s/ Robert J. Siverd 8/26/02 ------------------------------------ ----------------- **Signature of Reporting Person Date By: Robert J. Siverd, Attorney-in-fact Welsh, III, John B. 108 Shore Road ** Intentional misstatements or omissions of facts constitute Cold Spring Harbor NY 11724 Federal Criminal Violations. General Cable Corporation (BGC) See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 08/2002 Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 2
-----END PRIVACY-ENHANCED MESSAGE-----