-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FovMw37pVtUH7lUIHtOxMBZxAtuu978XtJKj1kwahcnAqe66dNDdGiWK7drk0mn1 lbc4IUmoDMNvjCmT7Rg/bA== 0001140361-05-005652.txt : 20050803 0001140361-05-005652.hdr.sgml : 20050803 20050803093817 ACCESSION NUMBER: 0001140361-05-005652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050801 FILED AS OF DATE: 20050803 DATE AS OF CHANGE: 20050803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXPRESS SCRIPTS INC CENTRAL INDEX KEY: 0000885721 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 431420563 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13900 REIVERPORT DRIVE CITY: MARYLAND HEIGHTS STATE: MO ZIP: 63043 BUSINESS PHONE: 3147701666 MAIL ADDRESS: STREET 1: 13900 REIVERPORT DRIVE CITY: MARYLAND HEIGHTS STATE: MO ZIP: 63043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWENBERG DAVID A CENTRAL INDEX KEY: 0001235680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20199 FILM NUMBER: 05993982 BUSINESS ADDRESS: STREET 1: EXPRESS SCRIPTS INC STREET 2: 13900 RIVERPORT DRIVE CITY: MARYLAND HEIGHTS STATE: MO ZIP: 63043 4 1 doc1.xml FORM 4 X0202 4 2005-08-01 0 0000885721 EXPRESS SCRIPTS INC ESRX 0001235680 LOWENBERG DAVID A C/O EXPRESS SCRIPTS, INC. 13900 RIVERPORT DRIVE MARYLAND HEIGHTS, MO 63043 0 1 0 0 Chief Operating Officer Common Stock 2005-08-01 4 M 0 15840 13.78 A 114388 D Common Stock 2005-08-01 4 S 0 15840 52.071 D 98548 D Common Stock 2005-08-01 4 M 0 20000 16.42 A 118548 D Common Stock 2005-08-01 4 S 0 20000 52.071 D 98548 D Common Stock 2005-08-01 4 M 0 24000 12.905 A 122548 D Common Stock 2005-08-01 4 S 0 24000 52.071 D 98548 D Common Stock 2005-08-01 4 M 0 63000 23.24 A 161548 D Common Stock 2005-08-01 4 S 0 63000 52.071 D 98548 D Common Stock 2005-08-01 4 M 0 40000 19.62 A 138548 D Common Stock 2005-08-01 4 S 0 40000 52.071 D 98548 D Common Stock 2005-08-01 4 M 0 18334 23.975 A 116882 D Common Stock 2005-08-01 4 S 0 18334 52.071 D 98548 D Non-Qualified Stock Option (Right-to-Buy) 13.78 2005-08-01 4 M 0 15840 D 2008-12-16 Express Scripts, Inc. Common Stock 15840 0 D Non-Qualified Stock Option (Right-to-Buy) 16.42 2005-08-01 4 M 0 20000 D 2009-05-26 Express Scripts, Inc. Common Stock 20000 0 D Non-Qualified Stock Option (Right-to-Buy) 12.905 2005-08-01 4 M 0 24000 D 2009-11-23 Express Scripts, Inc. Common Stock 24000 0 D Non-Qualified Stock Option (Right-to-Buy) 23.24 2005-08-01 4 M 0 63000 D 2008-05-23 Express Scripts, Inc. Common Stock 63000 0 D Non-Qualified Stock Option (Right-to-Buy) 19.62 2005-08-01 4 M 0 40000 D 2008-11-12 Express Scripts, Inc. Common Stock 40000 0 D Non-Qualified Stock Option (Right-to-Buy) 23.975 2005-08-01 4 M 0 18334 D 2009-12-18 Express Scripts, Inc. Common Stock 18334 9166 D The option exercises on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person on March 9, 2005. Reporting person's shares beneficially owned has been adjusted to reflect the stock split on June 24, 2005. Options vest in three equal installments on the first three anniversaries of the grant date. Options vest in three equal installments on Decembere 31, 2001, December 31, 2002, and December 31, 2003. Employee Stock Option granted pursuant to Express Scripts, Inc. Amended and Restated 1994 Stock Option Plan. Employee Stock Option granted pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. David A. Lowenberg 2005-08-01 -----END PRIVACY-ENHANCED MESSAGE-----