-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwsNV7U3ndUqk2MCC/KbaNFr/BDiSP8hRdDSx75WxSA3CMIrpXmwr/dGD4OpGbnE n5C4jrHR77CNM4PNAuhSZw== 9999999995-09-003125.txt : 20091112 9999999995-09-003125.hdr.sgml : 20091111 20091112001526 ACCESSION NUMBER: 9999999995-09-003125 CONFORMED SUBMISSION TYPE: EFFECT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-07 FILM NUMBER: 091173576 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221 FILM NUMBER: 091173559 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYMPHONY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001030815 IRS NUMBER: 943252504 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-03 FILM NUMBER: 091173564 BUSINESS ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 2975 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156764000 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET STREET 2: SUITE 2975 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-02 FILM NUMBER: 091173562 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windy City Investments, Inc. CENTRAL INDEX KEY: 0001426493 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-13 FILM NUMBER: 091173585 BUSINESS ADDRESS: STREET 1: C/O MADISON DEARBORN PARTNERS, LLC STREET 2: THREE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-895-1001 MAIL ADDRESS: STREET 1: C/O MADISON DEARBORN PARTNERS, LLC STREET 2: THREE FIRST NATIONAL PLAZA CITY: CHICAGO STATE: IL ZIP: 60602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen HydePark Group, LLC CENTRAL INDEX KEY: 0001426787 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-12 FILM NUMBER: 091173584 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-461-1100 MAIL ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Investment Solutions, Inc. CENTRAL INDEX KEY: 0001456515 IRS NUMBER: 363293941 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-06 FILM NUMBER: 091173574 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-461-1100 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Investments Institutional Services Group LLC CENTRAL INDEX KEY: 0001463372 IRS NUMBER: 861071549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-08 FILM NUMBER: 091173578 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Investments Advisers Inc. CENTRAL INDEX KEY: 0001463373 IRS NUMBER: 043714572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-10 FILM NUMBER: 091173582 BUSINESS ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winslow Capital Management, Inc. CENTRAL INDEX KEY: 0001463881 IRS NUMBER: 411719690 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-01 FILM NUMBER: 091173580 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rittenhouse Asset Management, Inc. CENTRAL INDEX KEY: 0001463882 IRS NUMBER: 232119472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-05 FILM NUMBER: 091173572 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ Holdings, LLC CENTRAL INDEX KEY: 0001463884 IRS NUMBER: 020767175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-14 FILM NUMBER: 091173586 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Investments Holdings, Inc. CENTRAL INDEX KEY: 0001463885 IRS NUMBER: 367364377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-09 FILM NUMBER: 091173587 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Asset Management CENTRAL INDEX KEY: 0001463893 IRS NUMBER: 310942504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-11 FILM NUMBER: 091173583 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Santa Barbara Asset Management, LLC CENTRAL INDEX KEY: 0001463898 IRS NUMBER: 203432117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: EFFECT SEC ACT: 1933 Act SEC FILE NUMBER: 333-159221-04 FILM NUMBER: 091173568 BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-7700 MAIL ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS, INC. STREET 2: 333 W. WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 EFFECT 1 primary_doc.xml X0101 EFFECT 33 LIVE 2009-11-10 10:45:00
S-4
0000885708 NUVEEN INVESTMENTS INC 333-159221 0001463884 NWQ Holdings, LLC 333-159221-14 0001426493 Windy City Investments, Inc. 333-159221-13 0001426787 Nuveen HydePark Group, LLC 333-159221-12 0001463893 Nuveen Asset Management 333-159221-11 0001463373 Nuveen Investments Advisers Inc. 333-159221-10 0001463885 Nuveen Investments Holdings, Inc. 333-159221-09 0001463372 Nuveen Investments Institutional Services Group LLC 333-159221-08 0000763848 NWQ INVESTMENT MANAGEMENT CO LLC 333-159221-07 0001456515 Nuveen Investment Solutions, Inc. 333-159221-06 0001463882 Rittenhouse Asset Management, Inc. 333-159221-05 0001463898 Santa Barbara Asset Management, LLC 333-159221-04 0001030815 SYMPHONY ASSET MANAGEMENT LLC 333-159221-03 0001383221 Tradewinds Global Investors, LLC 333-159221-02 0001463881 Winslow Capital Management, Inc. 333-159221-01
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