-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+xZHQDS1kvflZCjcqM0mepBOZIjnSwMx+EYfzr0Sp+yIdp0egKj2mFN+MHzjfzm urrnAryIBuk+Bzos6wuZpg== 0001390974-07-000503.txt : 20070918 0001390974-07-000503.hdr.sgml : 20070918 20070918165353 ACCESSION NUMBER: 0001390974-07-000503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070917 FILED AS OF DATE: 20070918 DATE AS OF CHANGE: 20070918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KULLBERG DUANE R CENTRAL INDEX KEY: 0001188724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 071122926 BUSINESS ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 4 1 kul346.xml X0202 4 2007-09-17 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001188724 KULLBERG DUANE R 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 1 0 0 0 Class A Common Stock 2007-09-17 4 A 0 23.74 0 A 9157.35 D The number of shares acquired represents a dividend in Restricted Stock Units under the Company's Equity Incentive Award Plan. The units cannot be certificated or sold by the director until 6 months after his service as a director ends. Upon the expiration of this period, the director will receive Class A Common Shares equal to the number of units granted. The units have no voting rights. By: Larry W. Martin/Signed under POA 2007-09-18 -----END PRIVACY-ENHANCED MESSAGE-----