X0202 4 2007-11-13 1 0000885708 NUVEEN INVESTMENTS INC JNC 0001188727 ADAMS WILLIAM IV 333 W. WACKER DRIVE, SUITE 2900 CHICAGO IL 60606 0 1 0 0 Executive Vice President Class A Common Stock 2007-11-13 4 D 0 74403 D 0 D Non-qualified stock option 27.12 2007-11-13 4 D 0 76000 37.88 D 2012-01-11 Common Stock 76000 0 D Non-qualified stock option 27.50 2007-11-13 4 D 0 110000 37.50 D 2012-06-10 Common Stock 110000 0 D Non-qualified stock option 25.89 2007-11-13 4 D 0 80000 39.11 D 2013-01-13 Common Stock 80000 0 D Non-qualified stock option 29.04 2007-11-13 4 D 0 90000 35.96 D 2014-01-20 Common Stock 90000 0 D Non-qualified stock option 38.01 2007-11-13 4 D 0 35282 26.99 D 2015-01-14 Common Stock 35282 0 D Non-qualified stock option 38.01 2007-11-13 4 D 0 38000 26.99 D 2015-01-14 Common Stock 38000 0 D Non-qualified stock option 44.58 2007-11-13 4 D 0 23211 20.42 D 2016-01-13 Common Stock 23211 0 D Non-qualified stock option 51.54 2007-11-13 4 D 0 10878 13.46 D 2017-02-06 Common Stock 10878 0 D Disposed of pursuant to merger agreement between the issuer and Windy City Investments, Inc. for a cash payment of $65 per share. This option, which vested on January 11, 2005, was cancelled in the merger in exchange for a cash payment of $2,878,880, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which vested on June 10, 2005, was cancelled in the merger in exchange for a cash payment of $4,125,000, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which vested on January 13, 2006, was cancelled in the merger in exchange for a cash payment of $3,128,800, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which vested on January 20, 2007, was cancelled in the merger in exchange for a cash payment of $3,236,400, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which was scheduled to vest on January 14, 2008, was cancelled in the merger in exchange for a cash payment of $952,261.18, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which was scheduled to vest in three installments on January 14, 2009, 2010, and 2011, respectively, was cancelled in the merger in exchange for a cash payment of $1,025,620, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which was scheduled to vest on January 13, 2009, was cancelled in the merger in exchange for a cash payment of $473,968.62, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). This option, which was scheduled to vest on February 6, 2010, was cancelled in the merger in exchange for a cash payment of $146,417.88, representing the aggregate difference between the exercise price of the option and the market price of the underlying JNC stock on the effective date of the merger ($65 per share). Larry W. Martin / Signed under POA 2007-11-15