-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Do8ob8PfxNgTTBLdbW+/tC+iR8X7LTkzdcAfusYH18eFW8YIUFlty25/43yY9wTE zj/If5zbnHXI5jKTDmpUOw== 0001209191-07-064272.txt : 20071115 0001209191-07-064272.hdr.sgml : 20071115 20071115170923 ACCESSION NUMBER: 0001209191-07-064272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071113 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KULLBERG DUANE R CENTRAL INDEX KEY: 0001188724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 071250536 BUSINESS ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 4 1 c21548_02dk.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-11-13 1 0000885708 NUVEEN INVESTMENTS INC JNC 0001188724 KULLBERG DUANE R 333 W. WACKER DRIVE, SUITE 2900 CHICAGO IL 60606 1 0 0 0 Class A Common Stock 2007-11-13 4 D 0 9157.35 D 0 D Disposed of 3,000 shares of stock and 6,157.35 RSUs pursuant to merger agreement between the issuer and Windy City Investments, Inc. for a cash payment of $65 per share/unit. Larry W. Martin / Signed under POA 2007-11-15 -----END PRIVACY-ENHANCED MESSAGE-----