0001193125-13-219316.txt : 20130514
0001193125-13-219316.hdr.sgml : 20130514
20130514151259
ACCESSION NUMBER: 0001193125-13-219316
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC
CENTRAL INDEX KEY: 0000885708
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 363817266
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11405
FILM NUMBER: 13841162
BUSINESS ADDRESS:
STREET 1: 333 W WACKER DR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129177700
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DR
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: NUVEEN JOHN COMPANY
DATE OF NAME CHANGE: 19930328
13F-NT
1
d539051d13fnt.txt
13F-NT
================================================================================
UNITED STATES
SECURITIES AND EXHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nuveen Investments, Inc.
Address: 333 W. Wacker Drive
Chicago, IL 60606
13F File Number: 028-11405
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mary E. Keefe
Title: Managing Director and Director of Compliance
Phone: 312-917-7700
Signature, Place, and Date of Signing:
/s/ Mary E. Keefe Chicago, IL May 14, 2013
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager is reported in this report and a portion is reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section]
Form 13F File Number Name
028-01474 NWQ Investment Management Company, LLC
028-05958 Symphony Asset Management LLC
028-05621 Santa Barbara Asset Management, LLC
028-12572 Tradewinds Global Investors, LLC
028-03676 Winslow Capital Management, LLC
028-14498 Nuveen Asset Management, LLC
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 6
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: $0
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File # Name
None