X0202 4 2007-02-06 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001377839 Hlavacek Sherri A 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 0 1 0 0 Vice President & P.A.O. Class A Common Stock 2007-02-06 4 A 0 1209 0 A 4843.00 D Non-Qualified Stock Option 51.54 2007-02-06 4 A 0 5036 0 A 2007-02-06 2017-02-06 Class A Common Stock 5036 5036 D Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will vest in a single installment on February 6, 2010. By: Larry W. Martin, signed under POA 2007-02-07