X0202 4 2006-01-13 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001344167 Brown Alan A 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 0 1 0 0 Executive Vice President Class A Common Stock 2006-01-13 4 A 0 4376 0 A 14233 D Class A Common Stock 2006-01-13 4 A 0 30000 0 A 44233 D Non-Qualified Stock Option 43.42 2006-01-13 4 A 0 18375 0 A 2009-01-13 2016-01-13 Class A Common Stock 18375 18375 D Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will vest in a single installment on January 13, 2009. Reflects an award under the Nuveen Investments, Inc. 2005 Equity Incentive Award Plan, 15,000 shares of which will vest in one installment on September 30, 2008, and the remaining 15,000 shares will vest in one installment at the first calendar year end when open-end mutal fund assets under management and open-end fund operating margins achieve specified performance thresholds. By: Larry W. Martin/Signed under POA 2006-01-17