X0202 4 2005-01-14 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001188721 AMBOIAN JOHN P 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 1 1 0 0 President Class A Common Stock 2005-01-14 4 A 0 26849 0 A 260849 D Class A Common Stock 2005-01-14 4 A 0 68500 0 A 329349 D Non-Qualified Stock Option 38.01 2005-01-14 4 A 0 135618 0 A 2008-01-14 2015-01-14 Class A Common Stock 135618 135618 D Non-Qualified Stock Option 38.01 2005-01-14 4 A 0 342000 0 A 2009-01-14 2015-01-14 Class A Common Stock 342000 342000 D Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan of shares of restricted stock and stock options which will vest in a single installment on January 14, 2008. Reflects awards under the Second Amendment and Restatement of Issuer's 1996 Equity Incentive Award Plan which vest based on a combination of the Issuer achieving specified performance thresholds during a three-year period from 2005 through 2007 and subsequent time vesting. Assuming the performance thresholds are met, shares of restricted stock that will vest in one installment on January 14, 2011 and stock options will vest in three equal installments on January 14, 2009, 2010 and 2011. By: Larry W. Martin, signed under power of attorney 2005-01-19