-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1WN6q1B9nCkRrl1qa2oKG5s5Yjg/3G1k/FW0RO4PplDqi88Abt38dINyICxVVD9 rPLa8PAFvUEzw6mV1UAJ0w== 0001189642-07-000210.txt : 20070510 0001189642-07-000210.hdr.sgml : 20070510 20070510185020 ACCESSION NUMBER: 0001189642-07-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070508 FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUCKWORTH CONNIE K CENTRAL INDEX KEY: 0001180940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 07839538 MAIL ADDRESS: STREET 1: EIGHT WINGS ENTERPRISES STREET 2: 77 STONE AGTE LANE CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 duc336.xml X0202 4 2007-05-08 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001180940 DUCKWORTH CONNIE K 77 STONE GATE LANE LAKE FOREST IL 60045 1 0 0 0 Class A Common Stock 2007-05-08 4 A 0 1375 0 A 1877.00 D The total represents Restricted Stock Units granted under the Company's Equity Incentive Award Plan. The units cannot be certificated or sold by the director until 6 months after his service as a director ends. Upon the expiration of this period, the director will receive Class A Common Shares equal to the number of units granted. The units have no voting rights. By: Larry W. Martin, signed under POA 2007-05-10 -----END PRIVACY-ENHANCED MESSAGE-----