-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cx1XtT6YaZMH9oVqrDUrW0ot3U8ZpmhYM+RF3NPm17zEtY/KKM/6NpLfGXb8w27k JQXekZlRyLDFp9g+qSbhSQ== 0001189642-07-000128.txt : 20070208 0001189642-07-000128.hdr.sgml : 20070208 20070208181231 ACCESSION NUMBER: 0001189642-07-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070206 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKSHIRE ALAN G CENTRAL INDEX KEY: 0001188729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 07593969 BUSINESS ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 4 1 ber318.xml X0202 4 2007-02-06 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001188729 BERKSHIRE ALAN G 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 0 1 0 0 Sr. Executive Vice President Class A Common Stock 2007-02-06 4 A 0 6382 0 A 54681.00 D Class A Common Stock 6000.00 I By Spouse Non-Qualified Stock Option 51.54 2007-02-06 4 A 0 21757 0 A 2007-02-06 2017-02-06 Class A Common Stock 21757 21757 D Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will vest in a single installment on February 6, 2010. By: Larry W. Martin, signed under POA 2007-02-07 -----END PRIVACY-ENHANCED MESSAGE-----