-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Br2wxiIJDKehM/ufD5HTMT/HEWT7T4NnWvb+Y/XA58adrPHc7PoY++MacFsH8gVk KrC7ZetnkLK39Q+C+OQUUg== 0001189642-07-000124.txt : 20070207 0001189642-07-000124.hdr.sgml : 20070207 20070207163501 ACCESSION NUMBER: 0001189642-07-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070205 FILED AS OF DATE: 20070207 DATE AS OF CHANGE: 20070207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMBOIAN JOHN P CENTRAL INDEX KEY: 0001188721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 07588592 BUSINESS ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 4 1 amb315.xml X0202 4 2007-02-05 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001188721 AMBOIAN JOHN P 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 1 1 0 0 President Class A Common Stock 2007-02-05 4 M 0 30000 11.85 A 385339.00 D Class A Common Stock 2007-02-05 4 S 0 30000 50.49 D 355339.00 D Non-Qualified Stock Option 11.85 2007-02-05 4 M 0 30000 50.49 D 2001-02-25 2008-02-25 Class A Common Stock 30000 118940 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2005. By: Larry W. Martin, signed under power of attorney 2007-02-07 -----END PRIVACY-ENHANCED MESSAGE-----