-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2cOsHZfi8nHfeLA9Tg23qTbze5Iwj2W8Urc1EmODfVJD6FueTp3zhBLPYh5eoL9 XSAHFib+/8b5EgtldY2Qnw== 0001189642-06-000288.txt : 20061218 0001189642-06-000288.hdr.sgml : 20061218 20061218145903 ACCESSION NUMBER: 0001189642-06-000288 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061218 DATE AS OF CHANGE: 20061218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEROY PIERRE E CENTRAL INDEX KEY: 0001055709 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 061283161 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: 3097654703 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 4 1 ler309.xml X0202 4 2006-12-15 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001055709 LEROY PIERRE E 41813 NORTH 99TH WAY SCOTTSDALE AZ 85262 1 0 0 0 Class A Common Stock 2006-12-15 4 A 0 0.87 0 A 187.82 D The total represents Restricted Stock Units granted under the Company's Equity Incentive Award Plan. The units cannot be certificated or sold by the director until 6 months after his service as a director ends. Upon the expiration of this period, the director will receive Class A Common Shares equal to the number of units granted. The units have no voting rights. By: Larry W. Martin, signed under POA 2006-12-18 -----END PRIVACY-ENHANCED MESSAGE-----