-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3kELTLN7LNC74T9tPIu6GJpuToNWilva7fCmRfC2R9WQWEC7nVUpV8J5mqcwiiD BYJvsAcdOVTR9v8q9y6ubA== 0001189642-06-000137.txt : 20060731 0001189642-06-000137.hdr.sgml : 20060731 20060731103103 ACCESSION NUMBER: 0001189642-06-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060727 FILED AS OF DATE: 20060731 DATE AS OF CHANGE: 20060731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMBOIAN JOHN P CENTRAL INDEX KEY: 0001188721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 06989769 BUSINESS ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 4 1 amb289.xml X0202 4 2006-07-27 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001188721 AMBOIAN JOHN P 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 1 1 0 0 President Class A Common Stock 2006-07-27 4 M 0 2800 11.85 A 358139.00 D Class A Common Stock 2006-07-27 4 S 0 2800 47.17 D 355339.00 D Class A Common Stock 2006-07-28 4 M 0 27200 11.85 A 382539.00 D Class A Common Stock 2006-07-28 4 S 0 27200 47.17 D 355339.00 D Non-Qualified Stock Option 11.85 2006-07-27 4 M 0 2800 0 D 2001-02-25 2008-02-25 Class A Common Stock 2800.00 236140.00 D Non-Qualified Stock Option 11.85 2006-07-28 4 M 0 27200 0 D 2001-02-25 2008-02-25 Class A Common Stock 27200.00 208940.00 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2005. By: Larry W. Martin, signed under power of attorney 2006-07-28 -----END PRIVACY-ENHANCED MESSAGE-----