-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IhtVp0slmZiL+dBkUcEt3ExnxOgaNw14zKuZUNjqcFTUh7BKEwaR3xnwBgLg4jEF 7iGBK4ELhQsGm70ggT5ovw== 0001189642-06-000068.txt : 20060531 0001189642-06-000068.hdr.sgml : 20060531 20060531184413 ACCESSION NUMBER: 0001189642-06-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060530 FILED AS OF DATE: 20060531 DATE AS OF CHANGE: 20060531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHTER GLENN R CENTRAL INDEX KEY: 0001200237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 06878041 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD STREET 2: B6 277A CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 4 1 ric278.xml X0202 4 2006-05-30 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001200237 RICHTER GLENN R 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 0 1 0 0 Chief Administrative Officer Class A Common Stock 2006-05-30 4 A 0 10214 0 A 10214 D Class A Common Stock 2006-05-30 4 A 0 10214 0 A 20428 D Non-Qualified Stock Option 44.06 2006-05-30 4 A 0 44423 0 A 2009-05-30 2016-05-30 Class A Common Stock 44423 44423 D Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will, subject to accelerated vesting in certain circumstances, vest in a single installment on May 30, 2009. Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock which will, subject to accelerated vesting in certain circumstances, vest in a single installment on May 30, 2012. By: John L. MacCarthy/Signed under POA 2006-05-31 -----END PRIVACY-ENHANCED MESSAGE-----