-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JIinFfy4zptq7XNLddqSWapz6Op4zQA7JIzd0otStlbm028WtMF2juqDhZMhB3hs 9ckJBvzRDHjTOnR207FHtA== 0001189642-06-000033.txt : 20060307 0001189642-06-000033.hdr.sgml : 20060307 20060307161041 ACCESSION NUMBER: 0001189642-06-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060306 FILED AS OF DATE: 20060307 DATE AS OF CHANGE: 20060307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacCarthy John L CENTRAL INDEX KEY: 0001355020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 06670311 BUSINESS ADDRESS: BUSINESS PHONE: 312-917-7955 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: C/O NUVEEN INVESTMENTS CITY: CHICAGO STATE: IL ZIP: 60606 4 1 mac261.xml X0202 4 2006-03-06 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001355020 MacCarthy John L 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 0 1 0 0 Senior VP and General Counsel Class A Common Stock 2006-03-06 4 A 0 10778 0 A 10778 D Non-Qualified Stock Option 46.39 2006-03-06 4 A 0 46860 0 A 2009-03-06 2016-03-06 Class A Common Stock 46860 46860 D Reflects awards under the Nuveen Investments, Inc. 2005 Equity Incentive Plan of shares of restricted stock and stock options which will, subject to accelerated vesting in certain circumstances, vest in a single installment on March 6, 2009. /s/ MacCarthy, John L. 2006-03-07 -----END PRIVACY-ENHANCED MESSAGE-----