X0201 4 2003-01-13 0 0000885708 NUVEEN INVESTMENTS INC JNC 0001188721 AMBOIAN JOHN P 333 W. WACKER DRIVE SUITE 2900 CHICAGO IL 60606 1 1 0 0 President Non-Qualified Stock Option 25.89 2003-01-13 4 A 0 209797 0 A 2006-01-13 2013-01-13 Class A Common Stock 209797 209797 D Non-Qualified Stock Option 29.04 2004-01-20 4 A 0 269652 0 A 2007-01-20 2014-01-20 Class A Common Stock 269652 269652 D By: Larry W. Martin, signed under power of attorney 2004-01-22