-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SQ3fLxU+iSNJ5rZfgH3W/1YcjwwraiTUbG4zJ3N4i6igUrZR0I8K3wd4wQ5FhHl7 oF8kMnAdm/pTUH7M0Sa9Kw== 0000950137-06-008991.txt : 20060810 0000950137-06-008991.hdr.sgml : 20060810 20060810161623 ACCESSION NUMBER: 0000950137-06-008991 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060809 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060810 DATE AS OF CHANGE: 20060810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 061021613 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 8-K 1 c07727e8vk.txt CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2006 NUVEEN INVESTMENTS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-11123 36-3817266 (State or Other Jurisdiction of (Commission (I.R.S. Employer Incorporation) File Number) Identification No.) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (312) 917-7700 Not Applicable ------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule l4a-12 under the Exchange Act (17 CFR 240.l4a-12) [ ] Pre-commencement communications pursuant to Rule l4d- 2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule l3e-4(c) under the Exchange Act (17 CFR 240.l3e-4(c)) Item 8.01. Other Matters. On August 9, 2006, Nuveen Investments, Inc. (the "Company") issued a press release announcing the replenishment of its Share Repurchase Program. Under the program adopted in 2002, the Company had the authority to repurchase up to 7 million shares of common stock, of which approximately 400,000 shares remain available for repurchase. The new program authorizes the repurchase of up to an additional 7 million shares. The program has no expiration date and the repurchases may be made from time to time subject to business and market conditions. The press release is attached as Exhibit 99.1 and is incorporated herein by reference. Item 9.01. Financial Statements and Exhibits. (c) Exhibits 99.1 Press release of Nuveen Investments, Inc. issued August 9, 2006. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NUVEEN INVESTMENTS, INC. By: /s/ John L. MacCarthy ------------------------------ John L. MacCarthy Senior Vice President Dated: August 9, 2006 EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99.1 Press release of Nuveen Investments, Inc. issued August 9, 2006 EX-99.1 2 c07727exv99w1.txt PRESS RELEASE Exhibit 99.1 [NUVEEN INVESTMENTS LOGO] FOR IMMEDIATE RELEASE Media Contact: Chris Allen 312-917-8331 christopher.allen@nuveen.com NUVEEN INVESTMENTS DECLARES REGULAR QUARTERLY DIVIDEND AND REPLENISHES SHARE REPURCHASE PROGRAM CHICAGO, August 9, 2006 - Nuveen Investments, a leading provider of diversified investment services, today announced that its Board of Directors has declared a regular quarterly dividend on its common shares and approved an increase in the number of shares authorized for repurchase by the Company. The Board declared a regular quarterly cash dividend of $0.24 per share on its common stock. The quarterly dividend will be paid September 15, 2006, to shareholders of record as of September 1, 2006. The Board also authorized the repurchase of up to an additional 7 million shares of the Company's common stock over the next several years. "The new authorization replenishes our existing program, enabling us to continue a measured use of our strong cash flows for share repurchases, in part to offset the dilutive effects of employment-related equity awards over time," said Tim Schwertfeger, Nuveen Investments Chairman and CEO. "The authorization also reflects our continued confidence in the firm's prospects for long-term growth and profitability." Nuveen Investments provides high-quality investment services designed to help secure the long-term goals of institutions and high-net-worth investors as well as the consultants and financial advisors who serve them. Nuveen Investments markets its highly specialized investment teams, each with its own brand name and area of expertise: NWQ, specializing in value-style equities; Nuveen, managing fixed-income investments; Santa Barbara, committed to growth equities; Tradewinds, specializing in global value equities; Rittenhouse, focused on "blue-chip" growth equities; and Symphony, with expertise in alternative investments as well as equity and income portfolios. In total, the Company manages just over $149 billion in assets. Nuveen Investments is listed on The New York Stock Exchange and trades under the symbol "JNC." Certain statements made by the Company in this release are forward-looking statements. The Company's actual future results may differ significantly from those anticipated in any forward-looking statements due to numerous factors. These include, but are not limited to, the effects of the substantial competition in the investment management business, including competition for access to brokerage firms' retail distribution systems, the Company's reliance on revenues from investment management contracts which renew annually, regulatory developments, accounting pronouncements, and other additional risks and uncertainties as set forth in the Company's filings with the SEC. The Company undertakes no responsibility to update publicly or revise any forward-looking statements. ### NWQ NUVEEN RITTENHOUSE SANTA BARBARA SYMPHONY Tradewinds NWQ -----END PRIVACY-ENHANCED MESSAGE-----