-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gt1qq/aHF7JzXeTv8py0pux/sZJjr/vNePSW4r91ShbavXXl3mTy/kJIQZzrmw2k 9HyUb1MD2YOh7ZFUji0wgw== 0000950137-06-003917.txt : 20060330 0000950137-06-003917.hdr.sgml : 20060330 20060329203605 ACCESSION NUMBER: 0000950137-06-003917 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060328 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060330 DATE AS OF CHANGE: 20060329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 06720325 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 8-K 1 c03924e8vk.txt CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2006 NUVEEN INVESTMENTS, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-11123 36-3817266 (State or Other (Commission File Number) (I.R.S. Employer Jurisdiction of Identification No.) Incorporation) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (312) 917-7700 Not Applicable -------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule l4a-12 under the Exchange Act (17 CFR 240.l4a-12) [ ] Pre-commencement communications pursuant to Rule l4d- 2(b) under the Exchange Act (17 CFR 240.14d- 2(b)) [ ] Pre-commencement communications pursuant to Rule l3e-4(c) under the Exchange Act (17 CFR 240.l3e-4(c)) Item 5.02 Departure of Directors or Principal Officers: Election of Directors; Appointment of Principal Officers. On March 29, 2006, Nuveen Investments, Inc. (the "Company") issued a press release announcing the election of Pierre E. Leroy to its Board of Directors. Mr. Leroy's term of office will expire at the Company's 2006 annual meeting of stockholders. There is no arrangement or understanding between Mr. Leroy and any other persons pursuant to which he was elected as a director. The Company has not named Mr. Leroy to any committee of the Board of Directors. The press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. Item 9.01. Financial Statements and Exhibits. (c) Exhibits 99.1 Press release of Nuveen Investments, Inc. issued March 29, 2006 (filed herewith) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NUVEEN INVESTMENTS, INC. By: /s/ John L. MacCarthy --------------------------- John L. MacCarthy Senior Vice President and General Counsel Dated: March 29, 2006 EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99.1 Press release of Nuveen Investments, Inc. issued March 29, 2006 (filed herewith) EX-99.1 2 c03924exv99w1.txt PRESS RELEASE [NUVEEN INVESTMENTS LOGO] FOR IMMEDIATE RELEASE MEDIA CONTACT: Chris Allen 312-917-8331 chris.allen@nuveen.com NUVEEN INVESTMENTS ADDS PIERRE E. LEROY TO JNC BOARD CHICAGO, IL, MARCH 29, 2006 - Nuveen Investments, Inc. (NYSE: JNC), a leading provider of diversified investment services, today announced that Pierre E. Leroy has been appointed to its Board of Directors. Mr. Leroy was a senior executive officer of Deere & Company for over 20 years prior to his retirement in 2005. While at Deere, Mr. Leroy was President of the Worldwide Construction & Forestry Division and the Worldwide Parts Division and also served as Chief Financial Officer. In 2005, Mr. Leroy was named one of the "Seventy-five Most Powerful Blacks in Corporate America" by Black Enterprise magazine. He also serves on the boards of ACCO Brands Corporation, Capital One Financial Corporation and Fortune Brands, Inc. Nuveen Investments provides high-quality investment services designed to help secure the long-term goals of institutions and high-net-worth investors as well as the consultants and financial advisors who serve them. Nuveen Investments markets its highly specialized investment teams, each with its own brand name and area of expertise: NWQ, specializing in value-style equities; Nuveen, managing fixed-income investments; Santa Barbara, committed to growth equities; Tradewinds NWQ, specializing in global value equities; Rittenhouse, focused on "blue-chip" growth equities; and Symphony, with expertise in alternative investments as well as equity and income portfolios. In total, the Company manages just over $136 billion in assets. Nuveen Investments is listed on The New York Stock Exchange and trades under the symbol "JNC." ### NWQ NUVEEN RITTENHOUSE SANTA BARBARA SYMPHONY -----END PRIVACY-ENHANCED MESSAGE-----