-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NIIvz/3gGJafFg5UVuwfRhdpC9Y2l1oa+BfMQA9DHXIPKmfinScyn1wpPk8XA0ZP gsSK+blfHH24ItwWbAwYVQ== 0000950137-05-010085.txt : 20050811 0000950137-05-010085.hdr.sgml : 20050811 20050811153353 ACCESSION NUMBER: 0000950137-05-010085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050811 DATE AS OF CHANGE: 20050811 EFFECTIVENESS DATE: 20050811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11405 FILM NUMBER: 051016927 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 13F-HR 1 c97661e13fvhr.txt COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nuveen Investments, Inc. Address: 333 W. Wacker Drive Chicago, IL 60606 13F File Number: 028-11405 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary E. Keefe Title: Chief Compliance Officer Phone: 312-917-7868 Signature, Place, and Date of Signing: /s/ Mary E. Keefe Chicago, IL August 11, 2005 - ----------------------- ------------------------ ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name 028-01474 NWQ Investment Management Company, LLC 028-02397 Rittenhouse Asset Management, Inc. 028-05958 Symphony Asset Management, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 01 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $495,898 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File # Name 01 028-00062 The St. Paul Travelers Companies, Inc.
- ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------------------- VALUE SHARES/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT DISCRETION MGRS. SOLE SHARED NONE 3M CO COM 88579Y101 11,626 160,803 DEFINED 160,803 0 0 AES CORP COM COM 00130H105 2 100 DEFINED 100 0 0 ABERCROMBIE & FITCH CO CL A COM 2896207 3 40 DEFINED 40 0 0 ADOBE SYS INC COM COM 00724F101 4 150 DEFINED 150 0 0 AGERE SYS INC COM COM 00845V308 0 14 DEFINED 14 0 0 ALCOA INC COM 13817101 4,202 160,803 DEFINED 160,803 0 0 ALLIANCE DATA SYS CORP COM COM 18581108 2 50 DEFINED 50 0 0 ALTRIA GROUP COM 02209S103 24,527 379,318 DEFINED 379,318 0 0 AMERICAN EXPRESS CO COM 25816109 8,560 160,803 DEFINED 160,803 0 0 AMERICAN INTL GROUP INC COM COM 26874107 9,402 161,815 DEFINED 160,803 0 1012 AMGEN INC COM 31162100 8,767 145,000 DEFINED 145,000 0 0 ANHEUSER BUSCH COS INC COM 35229103 2 35 DEFINED 35 0 0 AUTOZONE INC COM 53332102 9,616 104,000 DEFINED 104,000 0 0 APOLLO GROUP INC COM 37604105 9,191 117,502 DEFINED 117,502 0 0 APPLE COMPUTER INC COM 37833100 1 36 DEFINED 36 0 0 AUTODESK INC COM COM 52769106 2 60 DEFINED 60 0 0 AVAYA INC COM COM 53499109 1 100 DEFINED 100 0 0 BJ SVCS CO COM COM 55482103 1 20 DEFINED 20 0 0 BAKER HUGHES INC COM COM 57224107 2 31 DEFINED 31 0 0 BARD, C R INC COM 67383109 2 35 DEFINED 35 0 0 BED BATH & BEYOND COM 75896100 9,539 228,311 DEFINED 228,311 0 0 BELLSOUTH CORP COM 79860102 2 58 DEFINED 58 0 0 BLACK & DECKER CORP COM COM 91797100 2 20 DEFINED 20 0 0 BOEING CO COM 97023105 10,613 160,803 DEFINED 160,803 0 0 BOSTON SCIENTIFIC CORP COM 101137107 7,425 275,000 DEFINED 275,000 0 0 CNF TRANSN INC COM COM 12612W104 1 25 DEFINED 25 0 0 CSX CORP COM 126408103 2 45 DEFINED 45 0 0 CVS CORP COM COM 126650100 1 27 DEFINED 27 0 0 CABLEVISION SYS CORP CL A SHS COM 12686C109 2 55 DEFINED 55 0 0 CAL DIVE INTL INC COM COM 127914109 1 20 DEFINED 20 0 0 CATERPILLAR INC COM 149123101 15,326 160,803 DEFINED 160,803 0 0 CEMEX S A ADR SPSRD NEW COM 151290889 0 1 DEFINED 1 0 0
- ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------------------- VALUE SHARES/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT DISCRETION MGRS. SOLE SHARED NONE CHEESECAKE FACTORY INC COM COM 163072101 1 25 DEFINED 25 0 0 CHESAPEAKE ENERGY CORP COM COM 165167107 1 60 DEFINED 60 0 0 CHICAGO MERCANTILE EXCHANGE CL COM 167760107 2 6 DEFINED 6 0 0 CITIGROUP INC COM 172967101 20,469 442,759 DEFINED 442,759 0 0 COACH INC COM COM 189754104 2 74 DEFINED 74 0 0 COCA COLA CO COM 191216100 20,620 493,878 DEFINED 493,878 0 0 COGNIZANT TECHNLGY SLTNS CORCL COM 192446102 3 55 DEFINED 55 0 0 COHEN & STEERS REIT & PFD INCO MUTUAL 19247X100 25 914 DEFINED 914 0 0 COHEN & STEERS REIT & UTIL ICO MUTUAL 19247Y108 10 542 DEFINED 542 0 0 COMCAST CORP CL A SPL COM 20030N200 53 1768 DEFINED 0 0 1768 COVENTRY HEALTH CARE INC COM COM 222862104 2 25 DEFINED 25 0 0 DELL INC COM 24702R101 9,087 230,000 DEFINED 230,000 0 0 DIAMOND OFFSHORE DRILLNG INCCO COM 25271C102 2 35 DEFINED 35 0 0 DISNEY CO COM 254687106 4,049 160,803 DEFINED 160,803 0 0 DOMINION RES INC VA NEW COM COM 25746U109 29 400 DEFINED 400 0 0 DOW CHEMICAL CORP COM 260543103 0 6 DEFINED 6 0 0 DREW INDS INC COM NEW COM 26168L205 45 1000 DEFINED 1000 0 0 DUPONT E I DE NEMOURS CO COM 263534109 19,438 451,936 DEFINED 451,936 0 0 E*TRADE GROUP INC COM 269246104 10,076 720,243 DEFINED 720,243 0 0 EXPRESS SCRIPTS INC-CL A COM 302182100 12,295 246,000 DEFINED 246,000 0 0 EXELON CORP COM COM 30161N101 41 800 DEFINED 800 0 0 EXXON MOBIL CORP COM 30231G102 9,245 160,868 DEFINED 160,868 0 0 EYECASHNETWORKS INC COM NEW COM 30232F103 0 50 DEFINED 50 0 0 FIRST DATA CORP COM COM 319963104 2 45 DEFINED 45 0 0 FIRST MARBLEHEAD CORP COM COM 320771108 1 25 DEFINED 25 0 0 FOREST LABORATORIES INC COM 345838106 8,629 222,118 DEFINED 222,118 0 0 FRANCE TELECOM SPONSORED ADR COM 35177Q204 0 27 DEFINED 27 0 0 GENERAL ELECTRIC CO COM 369604103 5,597 161,523 DEFINED 160,803 0 720 GENERAL MOTORS CORP COM 370442105 17,603 517,731 DEFINED 517,731 0 0 GENZYME CORP COM-GEN DIV COM 372917104 1 15 DEFINED 15 0 0 GILEAD SCIENCES INC COM COM 375558103 12,513 284,451 DEFINED 284,451 0 0 GLOBAL EMRGNCY MDCL SVCS COM 37942T109 0 250 DEFINED 250 0 0 GLOBAL EMERGENCY MEDICAL COM 37942T208 0 250 DEFINED 250 0 0 GOLDEN WEST FINL CORP DEL COM COM 381317106 1 15 DEFINED 15 0 0 GRAINGER W W INC COM COM 384802104 2 40 DEFINED 40 0 0 HARRIS CORP COM COM 413875105 2 60 DEFINED 60 0 0 HEINZ H J CO COM COM 423074103 14 404 DEFINED 0 0 404 HEWLETT PACKARD CO COM 428236103 3,780 160,803 DEFINED 160,803 0 0
- ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------------------- VALUE SHARES/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT DISCRETION MGRS. SOLE SHARED NONE HILTON HOTELS CORP COM COM 432848109 3 105 DEFINED 105 0 0 HOME DEPOT INC COM COM 437076102 6,272 161,238 DEFINED 161,238 0 0 HONEYWELL INTL INC. COM 438516106 5,890 160,803 DEFINED 160,803 0 0 HUMANA INC COM COM 444859102 1 24 DEFINED 24 0 0 INTEL CORP COM 458140100 4,191 160,803 DEFINED 160,803 0 0 INTERNATIONAL BUS MACHINES COM 459200101 11,951 161,053 DEFINED 160,803 0 250 KB HOME COM COM 48666K109 1 12 DEFINED 12 0 0 JOHNSON & JOHNSON COM 478160104 10,452 160,803 DEFINED 160,803 0 0 JP MORGAN CHASE & COMPANY COM 46625H100 18,610 526,905 DEFINED 526,905 0 0 KOHLS CORP COM 500255104 11,180 199,957 DEFINED 199,957 0 0 KROGER CO COM 501044101 10,600 557,000 DEFINED 557,000 0 0 LABORATORY CORP AMER HLDGS COM COM 50540R409 2 35 DEFINED 35 0 0 LIBERTY GLOBAL INC COM SER A COM 530555101 1 25 DEFINED 25 0 0 LUCENT TECHNOLOGIES INC COM COM 549463107 0 16 DEFINED 16 0 0 MANULIFE FINL CORP COM COM 56501R106 7 154 DEFINED 154 0 0 MARVELL TECHNOLOGY GROUP ORD COM G5876H105 2 50 DEFINED 50 0 0 MCAFEE INC COM COM 579064106 2 66 DEFINED 66 0 0 MCDONALDS CORP COM 580135101 4,462 160,803 DEFINED 160,803 0 0 MCLEODUSA INC ESCROW COM 582266995 0 9 DEFINED 9 0 0 MED DIVERSIFIED INC COM COM 58401N102 0 2800 DEFINED 2800 0 0 MERCK & CO INC COM 589331107 18,614 604,358 DEFINED 604,358 0 0 MLJWH STRAT ALLOC FD LP COM 58899L998 0 42 DEFINED 42 0 0 MICRON TECHNOLOGY INC COM 595112103 8,423 825,000 DEFINED 825,000 0 0 MICROSOFT CORP COM 594918104 3,994 160,803 DEFINED 160,803 0 0 MINDSPEED TECHNOLOGIES INC COM COM 602682106 0 400 DEFINED 400 0 0 MOODYS CORP COM COM 615369105 3 70 DEFINED 70 0 0 MS INSD MUNI TRUST -TH 2.540%0 COM 61745P858 0 2 DEFINED 2 0 0 MURPHY OIL CORP COM 626717102 1 10 DEFINED 10 0 0 NEENAH PAPER INC COM COM 640079109 0 12 DEFINED 12 0 0 NETWORK APPLIANCE INC COM COM 64120L104 1 20 DEFINED 20 0 0 NEXTEL PARTNERS INC CL A COM 65333F107 2 65 DEFINED 65 0 0 NOKIA CORP ADR SPONSORED COM 654902204 17 1000 DEFINED 1000 0 0 NORDSTROM INC COM COM 655664100 3 80 DEFINED 80 0 0 NVIDIA CORP COM COM 67066G104 1 50 DEFINED 50 0 0 PFIZER INC COM 717081103 19,062 691,148 DEFINED 691,148 0 0 PHARMACEUTICAL HOLDRS TR DEPOS COM 71712A206 22 300 DEFINED 300 0 0 PHELPS DODGE CORP PFD A CV 6.7 PREFER 717265508 1 5 DEFINED 5 0 0 PRIDE INTL INC COM COM 74153Q102 2 80 DEFINED 80 0 0
- ---------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------------------------------------------------------------------------------------------------------------- VALUE SHARES/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE CUSIP (x$1000) PRN AMT DISCRETION MGRS. SOLE SHARED NONE PROCTER & GAMBLE CO COM 742718109 8,493 161,003 DEFINED 161,003 0 0 ORACLE CORP COM 68389X105 8,910 675,000 DEFINED 675,000 0 0 QUEST DIAGNOSTICS INC COM COM 74834L100 1 15 DEFINED 15 0 0 QUIKSILVER INC COM COM 74838C106 2 133 DEFINED 133 0 0 ROCKWELL INTL CORP NEW COM COM 773903109 1 20 DEFINED 20 0 0 ROLLINS INC COM COM 775711104 5 232 DEFINED 232 0 0 SBC COMMUNICATIONS INC COM 78387G103 16,965 714,300 DEFINED 714,300 0 0 SIRIUS SATELLITE RADIO INC COM COM 82966U103 19 3000 DEFINED 3000 0 0 SKYWORKS SOLUTIONS INC COM COM 83088M102 3 421 DEFINED 421 0 0 SOURCE MEDIA INC $0.001 COM 836153304 0 500 DEFINED 500 0 0 STAPLES INC COM COM 855030102 1 45 DEFINED 45 0 0 STATION CASINOS INC COM COM 857689103 1 20 DEFINED 20 0 0 SWIFT TRANSPORTATION CO COM 870756103 11,375 488,400 DEFINED 488,400 0 0 TAIWAN SEMICONDUCTOR MFG CO AD COM 874039100 0 1 DEFINED 0 0 1 TEREX CORP NEW COM COM 880779103 1 20 DEFINED 20 0 0 TEXTRON INC COM COM 883203101 2 20 DEFINED 20 0 0 TIMKEN CO COM COM 887389104 1 45 DEFINED 45 0 0 TOLL BROS INC COM COM 889478103 2 40 DEFINED 40 0 0 UNITED TECHNOLOGIES CORPORATION COM 913017109 8,257 160,803 DEFINED 160,803 0 0 UNIVEST CORP PA COM COM 915271100 96 3210 DEFINED 3210 0 0 URBAN OUTFITTERS INC COM COM 917047102 2 40 DEFINED 40 0 0 UTSTARCOM INC COM COM 918076100 2 300 DEFINED 300 0 0 VALUE TRDING INDS 1CT Z COM 92047F108 0 75 DEFINED 75 0 0 VERISIGN INC COM COM 9.23E+106 1 40 DEFINED 40 0 0 VERIZON COMMUNICATIONS COM 92343V104 17,738 513,378 DEFINED 513,378 0 0 WACHOVIA CORP COM COM 929903102 23 459 DEFINED 459 0 0 WAL-MART STORES COM 931142103 7,751 160,803 DEFINED 160,803 0 0 WALTER INDS INC COM COM 93317Q105 1 21 DEFINED 21 0 0 WELLPOINT INC COM 94973V107 4 54 DEFINED 54 0 0 YELLOW ROADWAY CORP COM COM 985577105 2 40 DEFINED 40 0 0
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