-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FjMgvipgXTtWUVx4gsIWEdDBn5bas4fsF1x1DiEypyueC/U1l+x3Tl0Kffrw/69x 8mXT1Mnsb+B3mXgs4sXAfg== 0000950137-05-006084.txt : 20050517 0000950137-05-006084.hdr.sgml : 20050517 20050516180251 ACCESSION NUMBER: 0000950137-05-006084 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050517 DATE AS OF CHANGE: 20050516 EFFECTIVENESS DATE: 20050517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11405 FILM NUMBER: 05836523 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 13F-HR 1 c95309e13fvhr.txt COMBINATION REPORT UNITED STATES SECURITIES AND EXHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nuveen Investments, Inc. Address: 333 W. Wacker Drive Chicago, IL 60606 13F File Number: 28- ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary E. Keefe Title: Chief Compliance Officer Phone: 312-917-7868 Signature, Place, and Date of Signing: /s/ Mary E. Keefe Chicago, IL May 16, 2005 - ---------------------- -------------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name 028-01474 NWQ Investment Management Company, LLC 028-02397 Rittenhouse Asset Management, Inc. 028-05958 Symphony Asset Management, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 01 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $269,912 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File # Name 01 028-00062 The St. Paul Travelers Companies, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------ ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ------------------------------------------------------------------------------------------------------------------------------------ Shares or Fair Market Principal Investment Other Name of Issuer Title of Class Cusip Number Value Amount Discretion Managers Voting Authority (Shares) Sole Shared None Altria Group Inc. COMMON 2209S103 14,289 218,515 DEFINED 1 218,515 Amgen Inc. COMMON 31162100 8,440 145,000 DEFINED 1 145,000 Apollo Group Inc. COMMON 37604105 8,702 117,502 DEFINED 1 117,502 Autozone Inc. COMMON 53332102 8,913 104,000 DEFINED 1 104,000 Bed Bath & Beyond Inc. COMMON 75896100 8,342 228,311 DEFINED 1 228,311 Boston Scientific Corp COMMON 101137107 8,055 275,000 DEFINED 1 275,000 Calamos Conv. & High Income FCO COMMON 12811P108 184 12 DEFINED 1 12 Calamos Conv. Opportunities & SH COMMON 128117108 257 14 DEFINED 1 14 Citigroup Inc. COMMON 172967101 12,671 281,956 DEFINED 1 281,959 Coca Cola Co. COMMON 191216100 13,878 333,035 DEFINED 1 333,035 Dell Inc. COMMON 24702R101 8,837 230,000 DEFINED 1 230,000 DuPont E.I. De Nemours & Co. COMMON 263534109 14,918 291,133 DEFINED 1 291,133 E Trade Financial Corp. COMMON 269246104 8,643 720,243 DEFINED 1 720,243 Evergreen Income Advantage FCO COMMON 30023Y105 114 8 DEFINED 1 8 Express Scripts Inc. COMMON 302182100 10,724 123,000 DEFINED 1 123,000 Ford Mtr Co Del Com COMMON 345370860 170 15 DEFINED 1 15 Forest Labs Inc. COMMON 345838106 8,207 222,118 DEFINED 1 222,118 General Motors Corp COMMON 370442105 10,490 356,928 DEFINED 1 356,928 Gilead Sciences Inc COMMON 375558103 10,183 284,431 DEFINED 1 284,431 JP Morgan & Chase Co. COMMON 46625H100 12,667 366,102 DEFINED 1 366,102 Kohls Corp COMMON 500255104 10,324 199,957 DEFINED 1 199,957 Kroger Co COMMON 501044101 8,929 557,000 DEFINED 1 557,000 Merck & Co Inc. COMMON 589331107 14,358 443,555 DEFINED 1 443,555 Micron Technology Inc COMMON 595112103 8,531 825,000 DEFINED 1 825,000 Neuberger Berman Calif Interco COMMON 64123C101 154 12 DEFINED 1 12 Oracle Corp COMMON 68389X105 8,424 675,000 DEFINED 1 675,000 Pfizer Inc COMMON 717081103 13,932 530,343 DEFINED 1 530,343 Reaves Util Income Fund COMMON 756158101 137 7 DEFINED 1 7 SBC Communication Inc COMMON 78387G103 13,112 553,497 DEFINED 1 553,497 Swift Transn Co COMMON 870756103 10,813 488,400 DEFINED 1 488,400 Verizon Communications COMMON 92343V104 12,514 352,498 DEFINED 1 352,498
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