0000950123-17-005189.txt : 20170515 0000950123-17-005189.hdr.sgml : 20170515 20170515145816 ACCESSION NUMBER: 0000950123-17-005189 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS, INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11405 FILM NUMBER: 17843558 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN INVESTMENTS INC DATE OF NAME CHANGE: 20030328 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0000885708 XXXXXXXX 03-31-2017 03-31-2017 NUVEEN INVESTMENTS, INC

333 West Wacker Dr Chicago IL 60606

13F NOTICE 028-11405 028-01474 NWQ Investment Management Company, LLC 028-05958 Symphony Asset Management, LLC 028-05621 Santa Barbara Asset Management, LLC 028-03676 Winslow Capital Management, LLC 028-14498 Nuveen Asset Management, LLC N Joseph Castro 312-917-7700 /s/ Joseph Castro Chicago IL 05-15-2017