0000950123-14-011733.txt : 20141113 0000950123-14-011733.hdr.sgml : 20141113 20141113142617 ACCESSION NUMBER: 0000950123-14-011733 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11405 FILM NUMBER: 141217815 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0000885708 XXXXXXXX 09-30-2014 09-30-2014 Nuveen Investments Inc

333 West Wacker Dr Chicago IL 60606

13F NOTICE 028-11405 028-01474 NWQ Investment Management Company, LLC 028-05958 Symphony Asset Management, LLC 028-05621 Santa Barbara Asset Management, LLC 028-12572 Tradewinds Global Investors, LLC 028-03676 Winslow Capital Management, LLC 028-14498 Nuveen Asset Management, LLC N Joseph Castro 312-917-7700 /s/ Joseph Castro Chicago IL 11-12-2014