-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JnCEW7eWviO3+Vc7dyjKi61lQDd2iQc55CzsbdFeOsc4sAp2AegSBSzPuhFFur28 cOmTNodPUeIOYlntMnDfXA== 0000950123-11-009334.txt : 20110204 0000950123-11-009334.hdr.sgml : 20110204 20110204173033 ACCESSION NUMBER: 0000950123-11-009334 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 EFFECTIVENESS DATE: 20110204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11405 FILM NUMBER: 11575827 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 13F-NT 1 c62809e13fvnt.txt FORM 13F-NT UNITED STATES SECURITIES AND EXHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nuveen Investments, Inc. Address: 333 W. Wacker Drive Chicago, IL 60606 13F File Number: 028-11405 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary E. Keefe Title: Managing Director and Director of Compliance Phone: 312-917-7700 Signature, Place, and Date of Signing: /s/ Mary E. Keefe Chicago, IL February 1, 2011 - ------------------------------------- ------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section] Form 13F File Number Name - -------------------- ---- 028-01474 NWQ Investment Management Company, LLC 028-05958 Symphony Asset Management, LLC 028-05621 Santa Barbara Asset Management, LLC Form 13F File Number Name - -------------------- ---- 028-12572 Tradewinds Global Investors, LLC 028-12742 Nuveen HydePark Group, LLC 028-03676 Winslow Capital Management, Inc. 028-13469 Nuveen Investment Solutions, Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 Form 13F Information Table Entry Total: 0 Form 13F Information Table Value Total: $0 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File # Name - --- --------------- ---- None -----END PRIVACY-ENHANCED MESSAGE-----