-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S97SyztJcn1at7F6AmOz0yVUk2DdDzmV3/nY83qnEpZHf3hu8ThT4MjHSHPdXbOK 55LMbJkRbHq46VlrYW8tYQ== 0000950123-10-006880.txt : 20100129 0000950123-10-006880.hdr.sgml : 20100129 20100129171452 ACCESSION NUMBER: 0000950123-10-006880 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 EFFECTIVENESS DATE: 20100129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENTS INC CENTRAL INDEX KEY: 0000885708 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363817266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-11123 FILM NUMBER: 10560976 BUSINESS ADDRESS: STREET 1: 333 W WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177700 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN JOHN COMPANY DATE OF NAME CHANGE: 19930328 15-12B 1 c55925e15v12b.htm FORM 15-12B e15v12b
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS
UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 1-11123
Nuveen Investments, Inc.
(Exact name of registrant as specified in its charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
10 1/2% Senior Notes Due 2015
(Title of each class of securities covered by this Form)
N/A
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
     Please place an X in the box(es) to designate the appropriate rule provisions(s) relied upon to terminate or suspend the duty to file reports:
                 
Rule 12g-4(a)(1)(i)
  o       Rule 12h-3(b)(1)(i)   o
Rule 12g-4(a)(1)(ii)
  o       Rule 12h-3(b)(1)(ii)   o
Rule 12g-4(a)(2)(i)
  o       Rule 12h-3(b)(2)(i)   o
Rule 12g-4(a)(2)(ii)
  o       Rule 12h-3(b)(2)(ii)   o
 
          Rule 15d-6   þ
     Approximate number of holders of record as of the certification or notice date: 1
 
 

 

 

     Pursuant to the requirements of the Securities Exchange Act of 1934, Nuveen Investments, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
                 
Date: January 29, 2010       NUVEEN INVESTMENTS, INC.    
 
                
 
      By:   /s/ John L. MacCarthy    
 
      Name:  
 
John L. MacCarthy 		   
 
      Title:   Executive Vice President    

 

-----END PRIVACY-ENHANCED MESSAGE-----