0001437749-14-021096.txt : 20141119 0001437749-14-021096.hdr.sgml : 20141119 20141119122233 ACCESSION NUMBER: 0001437749-14-021096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN LOCKER GROUP INC CENTRAL INDEX KEY: 0000008855 STANDARD INDUSTRIAL CLASSIFICATION: PARTITIONS, SHELVING, LOCKERS & OFFICE AND STORE FIXTURES [2540] IRS NUMBER: 160338330 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 REGENT BLVD. STREET 2: SUITE 200 CITY: DFW AIRPORT STATE: TX ZIP: 75261 BUSINESS PHONE: (817) 329-1600 MAIL ADDRESS: STREET 1: P.O. BOX 169 CITY: COPPELL STATE: TX ZIP: 75019 FORMER COMPANY: FORMER CONFORMED NAME: AVM CORP DATE OF NAME CHANGE: 19850520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUBER PAUL B CENTRAL INDEX KEY: 0001064426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00439 FILM NUMBER: 141234282 MAIL ADDRESS: STREET 1: 7900 W TOWER AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53223 4 1 rdgdoc.xml FORM 4 X0306 4 2014-11-14 0000008855 AMERICAN LOCKER GROUP INC ALGI 0001064426 LUBER PAUL B 2101 EAST GLENDALE AVENUE WHITEFISH BAY WI 53211 1 Common Stock ($1.00 par) 2014-11-14 4 S 0 147058 0.068 D 20179 D Series C Preferred 1.9800 2014-01-11 Common Stock ($1.00 par) 50505 20000 D Series D Preferred 1.0000 2014-12-08 Common Stock ($1.00 par) 25000 5000 D Call Option (Right to Purchase) 0.0100 Common Stock ($1.00 par) 24000 24000 D Mr. Luber may convert the shares of Series C Preferred Stock at any time. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series C Preferred Stock. Mr. Luber may convert the Series D Preferred Stock at any time after December 8, 2014. This conversion right has no expiration date, except that such right will terminate upon the redemption by the issuer of the Series D Preferred Stock. In connection with Mr. Luber's purchase of the Series D Preferred Stock, the issuer granted Mr. Luber the right to purchase 24,000 shares of common stock, par value $1.00 per share, for a purchase price of $0.01 per share. Mr. Luber may exercise this purchase right when he elects to convert his shares of Series D Preferred Stock into shares of common stock. /s/ Paul B. Luber 2014-11-19