S-8 1 e614232_s8-gulf.htm Unassociated Document
 
As filed with the Securities and Exchange Commission on November 2, 2015

Registration No. 333- 177835
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM S-8
 
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
 

GULF RESOURCES, INC.
(Exact name of registrant as specified in its charter)
 

Delaware
13-3637458
(State of Incorporation)
(I.R.S. Employer
Identification Number)

Level 11, Vegetable Building, Industrial Park of the East City
Shouguang City , Shandong Province 262700
The People’s Republic of China
(Address of Principal Executive Offices) (Zip Code) 
 

Amended and Restated 2007 Equity Incentive Plan
(Full title of the plan)
 

Loeb & Loeb LLP
345 Park Avenue
New York, New York 10154
(212) 407-4000
(Name, address and telephone number for service)
 

CALCULATION OF REGISTRATION FEE
 
Title of Securities to be
Registered
  
Amount to be
Registered (1)
  
Proposed Maximum
Offering Price per Share (2)
  
Proposed Maximum
Aggregate Offering Price (2)
  
Amount of
Registration Fee
Common Stock, par
value $0.0005
  
6,000,000
  
$1.76
  
$10,560,000
  
$1,063.39
 
(1)
Plus such indeterminate number of additional shares of Common Stock as may be required in the event of a stock dividend, reverse stock split or combination of shares, recapitalization or other change in the Registrant’s capital stock.
 
 
 

 
 
(2)
Estimated pursuant to Rule 457(h) under the Securities Act of 1933, as amended, solely for the purpose of calculating the registration fee, based upon the average of the high and low sales prices of the Registrant’s Common Stock as reported on the Nasdaq Global Select Market on October 29, 2015.
 
 
2

 
 
INTRODUCTION
 
This Registration Statement on Form S-8 is being filed for the purpose of registering an additional 6,000,000 shares of the common stock of Gulf Resources, Inc., to be issued pursuant to our company’s Amended and Restated 2007 Equity Incentive Plan.
 
In accordance with Section E of the General Instructions to Form S-8, the Registration Statement on Form S-8 filed with the Securities and Exchange Commission on November 9, 2011 (File No. 333-177835) is hereby incorporated by reference.
 
PART II
 
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
 
Item 8. Exhibits
 
Exhibit
Number
  
Description
   
4.1
  
Amended and Restated 2007 Equity Incentive Plan (1)
   
4.2
 
Amendment to Amended and Restated 2007 Equity Incentive Plan (2)
   
5.1
  
Opinion of Loeb & Loeb LLP, Counsel to Company
   
23.1
  
Consent of Loeb & Loeb LLP (contained in Exhibit 5.1)
   
23.2
  
Consent of Morison Cogen LLP, Independent Registered Public Accounting Firm
 

(1)
Previously filed with our Registration Statement on Form S-8 filed on February 28, 2007.
(2)
Previously filed with our Definitive Proxy Statement on Schedule 14A on August 31, 2015.
 
 
3

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, the Registrant, Gulf Resources, Inc., a corporation organized under the laws of the State of Delaware, certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Hawthorne, California, as of November 2, 2015.
 
 
Gulf Resources, INC.
 
       
 
By:
/s/ Xiaobin Liu
 
    Xiaobin Liu  
   
Chief Executive Officer
 
       
 
 
 

 
 
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
 
SIGNATURE
 
TITLE
 
DATE
         
/s/ Xiaobin Liu
     
November 2, 2015
Xiaobin Liu
 
Chief Executive Officer and Director
   
         
/s/ Min Li
     
November 2, 2015
Min Li
 
Chief Financial Officer
   
         
/s/ Ming Yang
     
November 2, 2015
Ming Yang
 
Director
   
         
/s/ Naihui Miao
     
November 2, 2015
Naihui Miao
 
Director
   
         
/s/ Tengfei Zhang
     
November 2, 2015
Tengfei Zhang
 
Director
   
         
/s/ Yang Zou
     
November 2, 2015
Yang Zou
 
Director
   
         
/s/ Nan Li
     
November 2, 2015
Nan Li
 
Director
   
         
/s/ Shi Tong Jiang
     
November 2, 2015
Shi Tong Jiang
 
Director
   
 
 
 

 
 
GULF RESOURCES, INC.
REGISTRATION STATEMENT ON FORM S-8
 
INDEX TO EXHIBITS
 
Exhibit
Number
  
 
Description
   
4.1
  
Amended and Restated 2007 Equity Incentive Plan (1)
   
4.2
 
Amendment to Amended and Restated 2007 Equity Incentive Plan (2)
   
5.1
  
Opinion of Loeb & Loeb LLP, Counsel to Company
   
23.1
  
Consent of Loeb & Loeb LLP (contained in Exhibit 5.1)
   
23.2
  
Consent of Morison Cogen LLP, Independent Registered Public Accounting Firm
 

(1)
Previously filed with our Registration Statement on Form S-8 filed on February 28, 2007.
(2)
Previously filed with our Definitive Proxy Statement on Schedule 14A on August 31, 2015.