-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JpAz7vQ2VKHKDLZauBRYn998LaTgpXSUINSeNXprwMXPd8BHBZ//XxnEeP9aNgbz 7tRfeghQXvKEx/hMol6DIA== 0001017920-97-000005.txt : 19970228 0001017920-97-000005.hdr.sgml : 19970228 ACCESSION NUMBER: 0001017920-97-000005 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961130 FILED AS OF DATE: 19970227 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVERSIFAX INC CENTRAL INDEX KEY: 0000885462 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MAILING, REPRODUCTION, COMMERCIAL ART & PHOTOGRAPHY [7330] IRS NUMBER: 133637458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-20936 FILM NUMBER: 97545304 BUSINESS ADDRESS: STREET 1: 39 STRINGHAM AVE CITY: VALLEY STREAM STATE: NY ZIP: 11530 BUSINESS PHONE: 2126350005 MAIL ADDRESS: STREET 1: 39 STRINGHAM AVE CITY: VALLEY STREAM STATE: NY ZIP: 11580 NT 10-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number 0-20936 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 11-K [ ] Form 20-F [ ] Form 10-Q [ ] [ ] Form N-SAR For Period Ended: November 30, 1996 [ ] Transition report on From 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR [ ] Transition Report on From 11-K Read attached instruction sheet before preparing form. Please print or type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: Part I. Registrant Information DiversiFax, Inc. Full name of registrant Former name if applicable 39 Stringham Avenue Address of principal executive office (Street and number) Valley Stream, New York 11580 City, State and Zip Code Part II. Rule 12b-25 (b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check appropriate box.) [ ] (a) The reasons described in reasonable detain in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on From 10-K, 20-F, 11-K or Form -SAR, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10- Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The account's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. Part III. Narrative State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) Part IV. Other Information (1) Name and telephone number of person to contact in regard to this notification Dr. Irwin A. Horowitz (516) 872-0650 (Name) (Area code) (Telephone number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [X] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. DiversiFax, Inc. (Name of registrant as specified in charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date February 27, 1997 By/s/ Irwin A. Horowitz Irwin A. Horowitz, President Instruction. The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001). Continuation - Form 12b-25 DiversiFax, Inc. PART III - NARRATIVE The Registrant is unable to timely file its Form 10-KSB primarily due to changes in the Registrant's internal accounting personnel. In particular, the Chief Financial Officer of the Registrant who was hired in December 1995, left the Registrant in May 1996. Another Chief Financial Officer was hired by the Registrant in July 1996 but left the Registrant in August 1996. The Registrant has not yet replaced the Chief Financial Officer and is accordingly operating without such an officer. PART IV - OTHER INFORMATION (3) At the present time, the Registrant anticipates that its revenues for fiscal year 1996 will be down by approximately 8-9% from revenues in fiscal year 1995. -----END PRIVACY-ENHANCED MESSAGE-----