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MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 8846804 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 1648949 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 1495289 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5933719.1 WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 1135072 44485673.65 N 43154842.440833 0 Committed 1205000000 N N N N Guggenheim Total Return Bond Fund S000043991 549300FZ18ZR1YQ4EB78 N 5 0 0 Fund of Funds N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 10f-3 (17 CFR 270.10f-3) Y Y Y Y Guggenheim Partners Investment Management, LLC 801-66786 000137432 549300XWQLVNUK615E79 N MUFG Investor Services (US), LLC 084-05475 N/A N N N Bloomberg 549300B56MD0ZC402L06 N ICE Data Services 5493000NQ9LYLDBCTL34 N Guggenheim Partners Investment Management, LLC 549300XWQLVNUK615E79 Y Thomson Reuters Corporation 549300561UZND4C7B569 CA N Markit Ltd. 549300HLPTRASHS0E726 GB N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Guggenheim Partners Japan, Ltd. N/A N/A N/A JP 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Sammons Financial Network LLC 8-68905 000158538 N/A 0 Guggenheim Securities International Ltd N/A N/A N/A GB 0 Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 JONESTRADING 8-26089 000006888 2138008JJ5PA8H5UIL69 67.4 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 25995.86 26063.26 MIZUHO SECURITIES USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 1694228952.96 WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 857194076.51 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 1824395588.69 Deutsche Bank AG N/A N/A 7LTWFZYICNSX8D621K86 DE 928341273.08 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 3231923306.19 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1756643147.73 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1857842745.4 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 2285408788.5 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 2935953957.42 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 3905996022.83 32838830764.79 N 12246903890.8675 0 Committed 1205000000 N N N N Guggenheim Risk Managed Real Estate Fund S000044539 549300DJQDCGEM4JBC41 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y Guggenheim Partners Investment Management, LLC 801-66786 000137432 549300XWQLVNUK615E79 N MUFG Investor Services (US), LLC 084-05475 N/A N N N ICE Data Services 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Guggenheim Securities International Ltd N/A N/A N/A GB 0 Guggenheim Partners Japan, Ltd. N/A N/A N/A JP 0 Sammons Financial Network LLC 8-68905 000158538 N/A 0 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 54543.31 SUNTRUST ROBINSON HUMPHREY, INC. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 34309.78 Keefe, Bruyette & Woods, Inc. 8-10888 000000481 549300OM47DQV01G4854 5624.14 WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 24387.59 Green Street Trading, LLC 8-44110 000028937 254900S1ZHWIYRBIXI09 63102.63 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 33844.72 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 31655.34 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 2143.17 COWEN AND COMPANY 8-22522 000007616 549300WR155U7DVMIW58 501.63 250112.31 COWEN AND COMPANY 8-22522 000007616 549300WR155U7DVMIW58 3341919.54 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3896070.46 Green Street Trading, LLC 8-44110 000028937 254900S1ZHWIYRBIXI09 7683315.31 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6191834 SUNTRUST ROBINSON HUMPHREY, INC. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 3400269.55 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 6125260.52 WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 4585913.65 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 6205840.75 Keefe, Bruyette & Woods, Inc. 8-10888 000000481 549300OM47DQV01G4854 1437855.13 DEUTSCHE BANK SECURITIES INC. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1225834.24 45397460.29 N 196290220.809166 0 Committed 1205000000 N N N N Guggenheim StylePlus-Large Core Fund S000008805 5493002HVRF52WNVX091 N 4 0 0 Fund of Funds N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) N N N N Security Investors, LLC 801-8008 000105477 549300R47VF4XGNEC751 N MUFG Investor Services (US), LLC 084-05475 N/A N N N Bloomberg 549300B56MD0ZC402L06 N ICE Data Services 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Sammons Financial Network LLC 8-68905 000158538 N/A 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Guggenheim Securities International Ltd N/A N/A N/A GB 0 Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 Guggenheim Partners Japan, Ltd. N/A N/A N/A JP 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 JONESTRADING 8-26089 000006888 2138008JJ5PA8H5UIL69 53.59 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 13493.24 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 2401.94 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 60.41 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1808.87 17818.05 WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 360164995.01 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1477379 WELLS FARGO BANK, N.A. N/A N/A KB1H1DSPRFMYMCUFXT09 5750000 Citibank N.A., New York N/A N/A E57ODZWZ7FF32TWEFA76 156698018.61 524090392.62 N 199896315.459166 0 Committed 1205000000 N N N N Guggenheim Investment Grade Bond Fund S000043988 549300FTUEDHPYOSV405 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 22d-1 (17 CFR 270.22d-1) Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y Security Investors, LLC 801-8008 000105477 549300R47VF4XGNEC751 N MUFG Investor Services (US), LLC 084-05475 N/A N N N ICE Data Services 5493000NQ9LYLDBCTL34 N Bloomberg 549300B56MD0ZC402L06 N Guggenheim Partners Investment Management, LLC 549300XWQLVNUK615E79 Y Thomson Reuters Corporation 549300561UZND4C7B569 CA N Markit Ltd. 549300HLPTRASHS0E726 GB N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Guggenheim Partners Japan, Ltd. N/A N/A N/A JP 0 Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 Sammons Financial Network LLC 8-68905 000158538 N/A 0 Guggenheim Securities International Ltd N/A N/A N/A GB 0 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 1682.47 1682.47 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 306504539.38 MUFG Securities Americas Inc. 8-43026 000019685 K5HU16E3LMSVCCJJJ255 141540760.12 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 276316743.83 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 129567330.39 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 112029440.41 MIZUHO SECURITIES USA LLC 8-37710 000019647 7TK5RJIZDFROZCA6XF66 158434221.8 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 123595224.47 WELLS FARGO SECURITIES, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 143810731.15 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 326793091.85 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 133537337.64 2882492110.74 N 721918373.473333 0 Committed 1205000000 N N N N Guggenheim World Equity Income Fund S000008807 549300T281WD7SLOUG81 N 4 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y Security Investors, LLC 801-8008 000105477 549300R47VF4XGNEC751 N MUFG Investor Services (US), LLC 084-05475 N/A N N N Bloomberg 549300B56MD0ZC402L06 N ICE Data Services 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 Guggenheim Securities International Ltd N/A N/A N/A GB 0 Guggenheim Partners Japan, Ltd. N/A N/A N/A JP 0 Sammons Financial Network LLC 8-68905 000158538 N/A 0 Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 JONESTRADING 8-26089 000006888 2138008JJ5PA8H5UIL69 186 BLOOMBERG TRADEBOOK LLC 8-49219 000040881 549300P0PVQNO43T7K36 190 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 3311.22 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 61709.93 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 128 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 13058.1 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2352.95 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 365.22 J.P. Morgan Securities PLC N/A N/A K6Q0W1PS1L1O4IQL9C32 GB 463.17 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 10 81774.59 0 N 77220465.694166 0 Committed 1205000000 N N N N Guggenheim Capital Stewardship Fund S000047517 549300BR8S0TRBNGD581 N 1 0 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) N N N N Guggenheim Partners Investment Management, LLC 801-66786 000137432 549300XWQLVNUK615E79 N Concinnity Advisors, LP 801-78298 000161473 N/A N N MUFG Investor Services (US), LLC 084-05475 N/A N N N ICE Data Services 5493000NQ9LYLDBCTL34 N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 Sammons Financial Network LLC 8-68905 000158538 N/A 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 Guggenheim Partners Japan, Ltd. N/A N/A N/A JP 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Guggenheim Securities International Ltd N/A N/A N/A GB 0 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 16480.51 UBS SECURITIES LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 17808.58 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 25467.87 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4777.8 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 957.47 DREXEL HAMILTON, LLC 8-67576 000143570 254900MVVWQEFWE3M609 2504.88 JONESTRADING 8-26089 000006888 2138008JJ5PA8H5UIL69 90.95 ROBERT W. BAIRD & CO. INCORPORATED 8-497 000008158 549300772UJAHRD6LO53 7363.96 75452.02 0 N 204441008.205833 0 N N N N Guggenheim Limited Duration Fund S000043985 549300HOV4IT1OMUDR80 N 5 1 0 N/A N N N N N/A 0.00000000 0.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 10f-3 (17 CFR 270.10f-3) Rule 22d-1 (17 CFR 270.22d-1) Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y Guggenheim Partners Investment Management, LLC 801-66786 000137432 549300XWQLVNUK615E79 N MUFG Investor Services (US), LLC 084-05475 N/A N N N ICE Data Services 5493000NQ9LYLDBCTL34 N Guggenheim Partners Investment Management, LLC 549300XWQLVNUK615E79 Y Thomson Reuters Corporation 549300561UZND4C7B569 CA N Markit Ltd. 549300HLPTRASHS0E726 GB N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N MUFG Investor Services (US), LLC 084-05475 SEC File Number N N N Guggenheim Securities International Ltd N/A N/A N/A GB 0 Sammons Financial Network LLC 8-68905 000158538 N/A 0 Guggenheim KBBO Partners Ltd N/A N/A N/A AE 0 Guggenheim Investor Services, LLC 8-44742 000030096 N/A 0 Croton Liquid Markets LLC 8-69770 000283873 2549007MP5G3TGYEQJ59 0 Guggenheim Funds Distributors, LLC 8-48842 000039805 549300YLHACOJHH3DN20 0 GUGGENHEIM SECURITIES, LLC 8-49107 000040638 5493005G25VHYWLYJU59 0 Guggenheim Partners Japan, Ltd. 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