0001683863-23-005299.txt : 20230630 0001683863-23-005299.hdr.sgml : 20230630 20230630092838 ACCESSION NUMBER: 0001683863-23-005299 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230630 DATE AS OF CHANGE: 20230630 EFFECTIVENESS DATE: 20230630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS TRUST CENTRAL INDEX KEY: 0000088525 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-19458 FILM NUMBER: 231059803 BUSINESS ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-296-5100 MAIL ADDRESS: STREET 1: 702 KING FARM BOULEVARD STREET 2: SUITE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: SECURITY EQUITY FUND DATE OF NAME CHANGE: 19920703 0000088525 S000008809 Guggenheim SMid Cap Value Fund C000023970 A SEVAX C000023972 C SEVSX C000155962 P SEVPX C000215565 Institutional C000215566 R6 0000088525 S000022641 Guggenheim Small Cap Value Fund C000065507 A SSUAX C000065508 C SSVCX C000065509 Institutional SSUIX C000152097 R6 C000155963 P SSUPX 0000088525 S000043992 Guggenheim Large Cap Value Fund C000136530 A-Class SECIX C000136532 C-Class SEGIX C000136533 Institutional Class GILCX C000152107 R6 C000155972 P SEGPX 497 1 f25843d1.htm SUPPLEMENT Supplement

Guggenheim Funds Trust

702 King Farm Blvd., Suite 200

Rockville, Maryland 20850

Supplement Dated June 30, 2023

to the currently effective Statement of Additional Information (the "SAI"), dated January 31, 2023, as may be

supplemented from time to time, for Guggenheim Large Cap Value Fund, Guggenheim Small Cap Value Fund, and

Guggenheim SMid Cap Value Fund (collectively, the "Funds")

This supplement provides updated information beyond that contained in the SAI and should be read in conjunction with the SAI.

Effective immediately, Chris Phalen is added as a portfolio manager of each Fund. Accordingly, the changes to the SAI set forth below are also effective immediately.

The section entitled "Portfolio Managers—Other Accounts Managed by Portfolio Managers" of the SAI is amended by adding the below sentence:

As of May 30, 2023, Chris Phalen did not manage any registered investment companies, vehicles or accounts.

The section entitled "Portfolio Managers—Portfolio Manager Ownership of Fund Shares" of the SAI is amended by adding the following:

 

 

 

Dollar Range of Equity Securities in the

 

Name of Portfolio Manager

Name of Fund

Funds

 

Chris Phalen1

SMid Cap Value Fund

$100,001-$500,000

1 As of May 30, 2023.

 

 

Please Retain This Supplement for Future Reference

SUP-STAT-VALUE-0623x0124