0000899243-16-016874.txt : 20160329
0000899243-16-016874.hdr.sgml : 20160329
20160329200246
ACCESSION NUMBER: 0000899243-16-016874
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160329
DATE AS OF CHANGE: 20160329
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP
CENTRAL INDEX KEY: 0000885074
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 141673067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
BUSINESS PHONE: 9087871700
MAIL ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER COMPANY:
FORMER CONFORMED NAME: BITWISE DESIGNS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUCE J DAVID
CENTRAL INDEX KEY: 0001221573
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20190
FILM NUMBER: 161536755
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-01-15
2016-01-20
1
0000885074
AUTHENTIDATE HOLDING CORP
ADAT
0001221573
LUCE J DAVID
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE
BERKELEY HEIGHTS
NJ
07922
0
0
0
1
Former Director
Warrant (right to buy)
1.53
2016-01-15
4
D
0
124378
0.00
D
2012-09-15
2019-12-13
Common Stock
124378
0
I
By affiliated entity
Warrant (right to buy)
1.53
2016-01-15
4
A
0
124378
0.00
A
2016-01-15
2022-12-13
Common Stock
124378
124378
I
By affiliated entity
Warrant (right to buy)
1.53
2016-01-15
4
D
0
172265
0.00
D
2013-03-28
2019-12-13
Common Stock
172265
0
I
By affiliated entity
Warrant (right to buy)
1.53
2016-01-15
4
A
0
172265
0.00
A
2016-01-15
2022-12-13
Common Stock
172265
172265
I
By affiliated entity
Warrant (right to buy)
1.53
2016-01-15
4
D
0
272222
0.00
D
2013-12-20
2019-12-13
Common Stock
272222
0
I
By affiliated entity
Warrant (right to buy)
1.53
2016-01-15
4
A
0
272222
0.00
A
2016-01-15
2022-12-13
Common Stock
272222
272222
I
By affiliated entity
Warrant (right to buy)
1.53
2016-01-15
4
D
0
17226
0.00
D
2013-03-28
2019-12-13
Common Stock
17226
0
I
By Spouse
Warrant (right to buy)
1.53
2016-01-15
4
A
0
17226
0.00
A
2016-01-15
2022-12-13
Common Stock
17226
17226
I
By Spouse
Warrant (right to buy)
1.53
2016-01-15
4
D
0
22222
0.00
D
2013-12-20
2019-12-13
Common Stock
22222
0
I
By Spouse
Warrant (right to buy)
1.53
2016-01-15
4
A
0
22222
0.00
A
2016-01-15
2022-12-13
Common Stock
22222
22222
I
By Spouse
Convertible Note
4.86
2016-01-15
4
A
0
320000.00
0.00
A
2016-01-15
2016-04-15
Common Stock
65843
320000.00
I
By affiliated entity
The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. This Form 4/A is being filed to correct the transaction codes reported in column 4 of Table II of the original Form 4 filed on January 20, 2016 which were inadvertently reported as "J". The correct transaction codes for the covered transactions are reflected in column 4 of Table II of this Form 4/A.
On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period.
Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note.
Except for the change to the transaction codes described in note 1, above, there are no other changes to the original Form 4; however, the number of shares of common stock and the conversion and exercise prices of the derivative securities reported on this Form 4/A have been adjusted to reflect the one-for-nine reverse stock split implemented by the issuer on January 22, 2016.
/s/ J. David Luce
2016-03-29