0000899243-16-016874.txt : 20160329 0000899243-16-016874.hdr.sgml : 20160329 20160329200246 ACCESSION NUMBER: 0000899243-16-016874 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP CENTRAL INDEX KEY: 0000885074 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 141673067 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 9087871700 MAIL ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 FORMER COMPANY: FORMER CONFORMED NAME: BITWISE DESIGNS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCE J DAVID CENTRAL INDEX KEY: 0001221573 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20190 FILM NUMBER: 161536755 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-01-15 2016-01-20 1 0000885074 AUTHENTIDATE HOLDING CORP ADAT 0001221573 LUCE J DAVID AUTHENTIDATE HOLDING CORP. 300 CONNELL DRIVE BERKELEY HEIGHTS NJ 07922 0 0 0 1 Former Director Warrant (right to buy) 1.53 2016-01-15 4 D 0 124378 0.00 D 2012-09-15 2019-12-13 Common Stock 124378 0 I By affiliated entity Warrant (right to buy) 1.53 2016-01-15 4 A 0 124378 0.00 A 2016-01-15 2022-12-13 Common Stock 124378 124378 I By affiliated entity Warrant (right to buy) 1.53 2016-01-15 4 D 0 172265 0.00 D 2013-03-28 2019-12-13 Common Stock 172265 0 I By affiliated entity Warrant (right to buy) 1.53 2016-01-15 4 A 0 172265 0.00 A 2016-01-15 2022-12-13 Common Stock 172265 172265 I By affiliated entity Warrant (right to buy) 1.53 2016-01-15 4 D 0 272222 0.00 D 2013-12-20 2019-12-13 Common Stock 272222 0 I By affiliated entity Warrant (right to buy) 1.53 2016-01-15 4 A 0 272222 0.00 A 2016-01-15 2022-12-13 Common Stock 272222 272222 I By affiliated entity Warrant (right to buy) 1.53 2016-01-15 4 D 0 17226 0.00 D 2013-03-28 2019-12-13 Common Stock 17226 0 I By Spouse Warrant (right to buy) 1.53 2016-01-15 4 A 0 17226 0.00 A 2016-01-15 2022-12-13 Common Stock 17226 17226 I By Spouse Warrant (right to buy) 1.53 2016-01-15 4 D 0 22222 0.00 D 2013-12-20 2019-12-13 Common Stock 22222 0 I By Spouse Warrant (right to buy) 1.53 2016-01-15 4 A 0 22222 0.00 A 2016-01-15 2022-12-13 Common Stock 22222 22222 I By Spouse Convertible Note 4.86 2016-01-15 4 A 0 320000.00 0.00 A 2016-01-15 2016-04-15 Common Stock 65843 320000.00 I By affiliated entity The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. This Form 4/A is being filed to correct the transaction codes reported in column 4 of Table II of the original Form 4 filed on January 20, 2016 which were inadvertently reported as "J". The correct transaction codes for the covered transactions are reflected in column 4 of Table II of this Form 4/A. On January 15, 2016, the registrant amended a preexisting secured note in the aggregate principal amount of $320,000 that was issued to the reporting person on August 7, 2015 so as to make such secured note convertible into shares of common stock of the issuer. As amended, the note has a maturity date of April 15, 2016, provided, however, the reporting person has the right to extend the maturity date for an additional 90 day period. Represents the number of shares of common stock issuable upon conversion of the principal amount of the convertible note at the initial conversion price of the convertible note. Except for the change to the transaction codes described in note 1, above, there are no other changes to the original Form 4; however, the number of shares of common stock and the conversion and exercise prices of the derivative securities reported on this Form 4/A have been adjusted to reflect the one-for-nine reverse stock split implemented by the issuer on January 22, 2016. /s/ J. David Luce 2016-03-29