0000899243-16-016873.txt : 20160329 0000899243-16-016873.hdr.sgml : 20160329 20160329200118 ACCESSION NUMBER: 0000899243-16-016873 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160115 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP CENTRAL INDEX KEY: 0000885074 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 141673067 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: 9087871700 MAIL ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: 300 CONNELL DRIVE, 5TH FLOOR CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 FORMER COMPANY: FORMER CONFORMED NAME: BITWISE DESIGNS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall William A CENTRAL INDEX KEY: 0001353664 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20190 FILM NUMBER: 161536754 MAIL ADDRESS: STREET 1: CONNELL CORPORATE CENTER STREET 2: THREE CONNELL DRIVE CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-01-15 2016-01-20 1 0000885074 AUTHENTIDATE HOLDING CORP ADAT 0001353664 Marshall William A AUTHENTIDATE HOLDING CORP. 300 CONNELL DRIVE BERKELEY HEIGHTS NJ 07922 0 0 0 1 Former Chief Financial Officer Warrant (right to buy) 12.06 2016-01-15 4 D 0 4146 0.00 D 2012-09-14 2017-03-14 Common Stock 4146 0 D Warrant (right to buy) 12.06 2016-01-15 4 A 0 4146 0.00 A 2016-01-15 2020-03-14 Common Stock 4146 4146 D Warrant (right to buy) 12.06 2016-01-15 4 D 0 4306 0.00 D 2013-03-28 2017-09-28 Common Stock 4306 0 D Warrant (right to buy) 12.06 2016-01-15 4 A 0 4306 0.00 A 2016-01-15 2020-09-28 Common Stock 4306 4306 D Warrant (right to buy) 12.06 2016-01-15 4 D 0 3014 0.00 D 2013-03-28 2017-09-28 Common Stock 3014 0 D Warrant (right to buy) 12.06 2016-01-15 4 A 0 3014 0.00 A 2016-01-15 2020-09-28 Common Stock 3014 3014 D Warrant (right to buy) 8.55 2016-01-15 4 D 0 11111 0.00 D 2013-12-20 2018-06-20 Common Stock 11111 0 D Warrant (right to buy) 8.55 2016-01-15 4 A 0 11111 0.00 A 2016-01-15 2021-06-20 Common Stock 11111 11111 D Warrant (right to buy) 7.9875 2016-01-15 4 D 0 2440 0.00 D 2015-03-03 2019-09-03 Common Stock 2440 0 D Warrant (right to buy) 7.9875 2016-01-15 4 A 0 2440 0.00 A 2016-01-15 2022-09-03 Common Stock 2440 2440 D The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. This Form 4/A is being filed to correct the transaction codes reported in column 4 of Table II of the original Form 4 filed on January 20, 2016 which were inadvertently reported as "J". The correct transaction codes for the covered transactions are reflected in column 4 of Table II of this Form 4/A. Except for the change to the transaction codes described in note 1, above, there are no other changes to the original Form 4; however, the number of shares of common stock and the exercise prices of the derivative securities reported on this Form 4/A have been adjusted to reflect the one-for-nine reverse stock split implemented by the issuer on January 22, 2016. /s/ William A. Marshall 2016-03-29