0000899243-16-016873.txt : 20160329
0000899243-16-016873.hdr.sgml : 20160329
20160329200118
ACCESSION NUMBER: 0000899243-16-016873
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160115
FILED AS OF DATE: 20160329
DATE AS OF CHANGE: 20160329
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTHENTIDATE HOLDING CORP
CENTRAL INDEX KEY: 0000885074
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 141673067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
BUSINESS PHONE: 9087871700
MAIL ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: 300 CONNELL DRIVE, 5TH FLOOR
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
FORMER COMPANY:
FORMER CONFORMED NAME: BITWISE DESIGNS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marshall William A
CENTRAL INDEX KEY: 0001353664
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20190
FILM NUMBER: 161536754
MAIL ADDRESS:
STREET 1: CONNELL CORPORATE CENTER
STREET 2: THREE CONNELL DRIVE
CITY: BERKELEY HEIGHTS
STATE: NJ
ZIP: 07922
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-01-15
2016-01-20
1
0000885074
AUTHENTIDATE HOLDING CORP
ADAT
0001353664
Marshall William A
AUTHENTIDATE HOLDING CORP.
300 CONNELL DRIVE
BERKELEY HEIGHTS
NJ
07922
0
0
0
1
Former Chief Financial Officer
Warrant (right to buy)
12.06
2016-01-15
4
D
0
4146
0.00
D
2012-09-14
2017-03-14
Common Stock
4146
0
D
Warrant (right to buy)
12.06
2016-01-15
4
A
0
4146
0.00
A
2016-01-15
2020-03-14
Common Stock
4146
4146
D
Warrant (right to buy)
12.06
2016-01-15
4
D
0
4306
0.00
D
2013-03-28
2017-09-28
Common Stock
4306
0
D
Warrant (right to buy)
12.06
2016-01-15
4
A
0
4306
0.00
A
2016-01-15
2020-09-28
Common Stock
4306
4306
D
Warrant (right to buy)
12.06
2016-01-15
4
D
0
3014
0.00
D
2013-03-28
2017-09-28
Common Stock
3014
0
D
Warrant (right to buy)
12.06
2016-01-15
4
A
0
3014
0.00
A
2016-01-15
2020-09-28
Common Stock
3014
3014
D
Warrant (right to buy)
8.55
2016-01-15
4
D
0
11111
0.00
D
2013-12-20
2018-06-20
Common Stock
11111
0
D
Warrant (right to buy)
8.55
2016-01-15
4
A
0
11111
0.00
A
2016-01-15
2021-06-20
Common Stock
11111
11111
D
Warrant (right to buy)
7.9875
2016-01-15
4
D
0
2440
0.00
D
2015-03-03
2019-09-03
Common Stock
2440
0
D
Warrant (right to buy)
7.9875
2016-01-15
4
A
0
2440
0.00
A
2016-01-15
2022-09-03
Common Stock
2440
2440
D
The reported transactions involve an amendment of the warrants to amend the expiration date, resulting in the deemed cancellation of the old warrants and the simultaneous issuance of new warrants for purposes of Section 16. The amendment to the warrants was in consideration of the Reporting Person entering into a lockup agreement with the issuer. This Form 4/A is being filed to correct the transaction codes reported in column 4 of Table II of the original Form 4 filed on January 20, 2016 which were inadvertently reported as "J". The correct transaction codes for the covered transactions are reflected in column 4 of Table II of this Form 4/A.
Except for the change to the transaction codes described in note 1, above, there are no other changes to the original Form 4; however, the number of shares of common stock and the exercise prices of the derivative securities reported on this Form 4/A have been adjusted to reflect the one-for-nine reverse stock split implemented by the issuer on January 22, 2016.
/s/ William A. Marshall
2016-03-29