0001567619-20-015710.txt : 20200818 0001567619-20-015710.hdr.sgml : 20200818 20200818170951 ACCESSION NUMBER: 0001567619-20-015710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200817 FILED AS OF DATE: 20200818 DATE AS OF CHANGE: 20200818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown James Ballister CENTRAL INDEX KEY: 0001486835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20052 FILM NUMBER: 201114531 MAIL ADDRESS: STREET 1: 4300 NEW GETWELL ROAD CITY: MEMPHIS STATE: TN ZIP: 38118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN MART INC CENTRAL INDEX KEY: 0000884940 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 640466198 STATE OF INCORPORATION: FL FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 4 1 doc1.xml FORM 4 X0306 4 2020-08-17 0 0000884940 STEIN MART INC SMRT 0001486835 Brown James Ballister STEIN MART, INC. 1200 RIVERPLACE BOULEVARD JACKSONVILLE FL 32207 0 1 0 0 Exec. VP, CFO Common Stock 2020-08-17 4 S 0 33333 0.220 D 0 D Restricted Stock Common Stock 33333 66667 D Each restricted stock unit represents a contingent right to receive one share of SMRT common stock. On January 22, 2019, the reporting person was granted 100,000 restricted stock units, vesting in three equal installments beginning on January 22, 2020. /s/ James Ballister Brown by David H. Hawkins, as Attorney-in-Fact 2020-08-18