0000899243-18-030013.txt : 20181204
0000899243-18-030013.hdr.sgml : 20181204
20181204125739
ACCESSION NUMBER: 0000899243-18-030013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181130
FILED AS OF DATE: 20181204
DATE AS OF CHANGE: 20181204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEIN JAY
CENTRAL INDEX KEY: 0000903240
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20052
FILM NUMBER: 181216014
MAIL ADDRESS:
STREET 1: 1200 RIVERPLACE BLVD
STREET 2: 10TH FLOOR
CITY: JACKSONVILLE
STATE: FL
ZIP: 32207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEIN MART INC
CENTRAL INDEX KEY: 0000884940
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651]
IRS NUMBER: 640466198
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1200 RIVERPLACE BLVD
CITY: JACKSONVILLE
STATE: FL
ZIP: 32207
BUSINESS PHONE: 9043461500
MAIL ADDRESS:
STREET 1: 1200 RIVERPLACE BLVD
CITY: JACKSONVILLE
STATE: FL
ZIP: 32207
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-30
0
0000884940
STEIN MART INC
SMRT
0000903240
STEIN JAY
STEIN MART, INC.
1200 RIVERPLACE BOULEVARD, 10TH FLOOR
JACKSONVILLE
FL
32207
1
1
1
0
Chairman
Common Stock
2018-11-30
4
J
0
4500000
1.37
D
0
I
By Berry Hattie Stein 2018 Grantor Retained Annuity Trust
Common Stock
2018-11-30
4
J
0
4500000
1.37
A
5174799
D
Common Stock
2018-11-30
4
J
0
4500000
1.37
D
0
I
By Jay Meredith Stein 2018 Grantor Retained Annuity Trust
Common Stock
2018-11-30
4
J
0
4500000
1.37
A
9674799
D
Common Stock
2018-12-03
5
G
0
E
4500000
0.00
D
5174799
D
Common Stock
2018-12-03
5
G
0
E
4500000
0.00
A
4500000
I
By Berry Hattie Stein 2018 Grantor Retained Annuity Trust II
Common Stock
2018-12-03
5
G
0
E
4500000
0.00
D
674799
D
Common Stock
2018-12-03
5
G
0
E
4500000
0.00
A
4500000
I
By Jay Meredith Stein 2018 Grantor Retained Annuity Trust II
Common Stock
2468826
I
Stein Ventures Limited Partnership
Common Stock
133709
I
Cary Ventures, Inc.
Common Stock
1273694
I
By trust for benefit of family
Common Stock
773694
I
By trust for benefit of family
Common Stock
731600
I
By trust for benefit of family
Common Stock
250000
I
By trust for benefit of family
In accordance with the provisions of each of the Berry Hattie Stein 2018 Grantor Retained Annuity Trust and the Jay Meredith Stein 2018 Grantor Retained Annuity Trust (together, the "GRATs"), Jay Stein elected to substitute certain assets for 4,500,000 shares of common stock of Stein Mart, Inc. from each of the GRATs (the "Substitutions"). The Substitutions may be deemed to be purchases. The purchase price reflects the average of the high and low price of the shares of common stock of Stein Mart, Inc. on the date of the Substitutions in accordance with the terms of the GRATs.
/s/ Jay Stein
2018-12-04