0000899243-16-011720.txt : 20160114 0000899243-16-011720.hdr.sgml : 20160114 20160114194232 ACCESSION NUMBER: 0000899243-16-011720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20160114 DATE AS OF CHANGE: 20160114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN MART INC CENTRAL INDEX KEY: 0000884940 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 640466198 STATE OF INCORPORATION: FL FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN JAY CENTRAL INDEX KEY: 0000903240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20052 FILM NUMBER: 161343902 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD STREET 2: 10TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32207 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-16 0 0000884940 STEIN MART INC SMRT 0000903240 STEIN JAY STEIN MART, INC. 1200 RIVERPLACE BOULEVARD JACKSONVILLE FL 32207 1 1 1 0 Chairman and CEO Common Stock 2015-12-16 4 P 0 17500 6.957 A 501799 D Common Stock 2016-01-12 4 P 0 50000 6.336 A 551799 D Common Stock 2016-01-13 4 P 0 60000 6.4908 A 611799 D Common Stock 731600 I By trust for benefit of spouse Common Stock 10912260 I Stein Ventures Limited Partnership Common Stock 40275 I Cary Ventures, Inc. Common Stock 1273694 I By trust for benefit of daughter Common Stock 773694 I By trust for benefit of daughter The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.83 to $7.00, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.24 to $6.44, inclusive. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.43 to $6.50, inclusive. /S/ MITCHELL W. LEGLER, AS ATTORNEY-IN-FACT 2016-01-14