-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FThTatFGD0j2uRC8w8IvZqxDMGOlk6157KHM0WL76gYDsQ/a6Ny7amVSdVJqWqlD 96I4KwMecT+r2XiihRThvQ== 0000897069-09-001331.txt : 20090819 0000897069-09-001331.hdr.sgml : 20090819 20090819104829 ACCESSION NUMBER: 0000897069-09-001331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090817 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN MART INC CENTRAL INDEX KEY: 0000884940 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 640466198 STATE OF INCORPORATION: FL FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METTLER ROBERT L CENTRAL INDEX KEY: 0001012766 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20052 FILM NUMBER: 091023115 MAIL ADDRESS: STREET 1: 11986 LOCKRIDGE ROAD CITY: STUDIO CITY STATE: CA ZIP: 91604 4 1 form4_robertmettlerex.xml X0303 4 2009-08-17 0 0000884940 STEIN MART INC SMRT 0001012766 METTLER ROBERT L C/O STEIN MART, INC. 1200 RIVERPLACE BOULEVARD JACKSVILLE FL 32207 1 0 0 0 Non-Qualified Stock Option (to purchase) 10.50 2009-08-17 4 A 0 4000 10.50 A 2012-08-17 2016-08-17 Common Stock, $.01 par value 4000 4000 D Non-Qualified Stock Option (to purchase) 10.50 2009-08-17 4 A 0 7500 10.50 A 2012-08-17 2016-08-17 Common Stock, $.01 par value 7500 7500 D Granted pursuant to Stein Mart, Inc. 2001 Omnibus Plan. One third of the options vest on each of the third, fourth and fifth anniversaries of the grant date. Shares acquired on exercise of the options may not be sold until the earlier of (1) one year from the date of exercise, or (2) a change of control of the Company. Granted pursuant to Stein Mart, Inc. 2001 Omnibus Plan and vests 100% three years from the date of the grant. Shares acquired on exercise of the options may not be sold until the earlier of (1) one year from the date of exercise, or (2) a change of control of the Company. /s/ Robert L. Mettler 2009-08-19 -----END PRIVACY-ENHANCED MESSAGE-----