-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QYZalIu7BylhwsYt9Q2k/293NqTbpm3SrKAqSvIKdOW33VzLSlWw65hmURbVNaC6 tvXk5WoiItT3bYd62x3/QA== 0000897069-09-001279.txt : 20090811 0000897069-09-001279.hdr.sgml : 20090811 20090811145346 ACCESSION NUMBER: 0000897069-09-001279 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090810 FILED AS OF DATE: 20090811 DATE AS OF CHANGE: 20090811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kleffner Gregory W CENTRAL INDEX KEY: 0001328734 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20052 FILM NUMBER: 091003475 MAIL ADDRESS: STREET 1: C/O STEIN MART, INC. STREET 2: 1200 RIVERPLACE BOULEVARD CITY: JACKSONVILLE STATE: FL ZIP: 32207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN MART INC CENTRAL INDEX KEY: 0000884940 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 640466198 STATE OF INCORPORATION: FL FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 3 1 form3_gkleffnerex.xml X0203 3 2009-08-10 0 0000884940 STEIN MART INC SMRT 0001328734 Kleffner Gregory W C/O STEIN MART, INC. 1200 RIVERPLACE BOULEVARD JACKSONVILLE FL 32207 0 1 0 0 Chief Financial Officer Common Stock 0 D Non-Qualified Stock Option (to purchase) 11.03 2012-07-31 2019-07-31 Common Stock, $0.01 par value 30000 D Granted pursuant to Stein Mart, Inc. 2001 Omnibus Plan. One third of the options vest on each of the third, fourth and fifth anniversaries of the grant date. Shares acquired on exercise of the options may not be sold until the earlier of (1) one year from the date of exercise, or (2) a change of control of the Company. /s/ Gregory W. Kleffner 2009-08-11 -----END PRIVACY-ENHANCED MESSAGE-----