-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgsidKKI5GEaeVHt9WDQhbz7nfkiAsQYZwmef7uea2nuQFg17YcXQzIVtyoEi1lo 8XUQXnv9KtahYW1iVuWn7w== 0000897069-08-000101.txt : 20080116 0000897069-08-000101.hdr.sgml : 20080116 20080116153849 ACCESSION NUMBER: 0000897069-08-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080114 FILED AS OF DATE: 20080116 DATE AS OF CHANGE: 20080116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN JAY CENTRAL INDEX KEY: 0000903240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20052 FILM NUMBER: 08533450 BUSINESS ADDRESS: BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD STREET 2: 10TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEIN MART INC CENTRAL INDEX KEY: 0000884940 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 640466198 STATE OF INCORPORATION: FL FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 4 1 dkm1379_ex.xml X0202 4 2008-01-14 0 0000884940 STEIN MART INC SMRT 0000903240 STEIN JAY 1200 RIVERPLACE BLVD 10TH FLOOR JACKSONVILLE FL 32207 1 1 1 0 Chairman of the Board Common Stock, $0.01 Par Value 2008-01-14 4 P 0 10000 3.60 A 26649 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 4200 3.62 A 30849 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 10000 3.63 A 40849 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 4165 3.64 A 45014 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 3900 3.65 A 48914 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 600 3.66 A 49514 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 5832 3.67 A 55346 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 800 3.68 A 56146 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 600 3.69 A 56746 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 4100 3.70 A 60846 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 4500 3.71 A 65346 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 350 3.80 A 65696 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 100 3.81 A 65796 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 2265 3.82 A 68061 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 3200 3.84 A 71261 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 32800 3.85 A 104061 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 8698 3.86 A 112759 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 1954 3.87 A 114713 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 3857 3.88 A 118570 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 4749 3.89 A 123319 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 15243 3.90 A 138562 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 580 3.91 A 139142 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 1342 3.92 A 140484 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 7100 3.93 A 147584 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 365 3.97 A 147949 D Common Stock, $0.01 Par Value 2008-01-14 4 P 0 4200 3.98 A 152149 D Common Stock, $0.01 Par Value 2008-01-11 4 G 0 1000000 0 D 13441278 I By Stein Ventures Ltd. Partnership Common Stock, $0.01 Par Value 24644 I By Cary Ventures Common Stock, $0.01 Par Value 731600 I By trust for benefit of spouse Common Stock, $0.01 Par Value 2008-01-11 4 G 0 500000 0 A 610000 I By daughter Excludes a total of 515,201 shares transferred to indirect forms of ownership through Cary Ventures or a trust for the benefit of the reporting person since the date of the reporting person's last report. Includes 15,152 shares transferred from Stein Ventures Limited Partnership since the date of the reporting person's last report. Includes 500,000 shares transferred from Stein Ventures Limited Partnership since the date of the reporting person's last report. Jay Stein, Custodian for Berry Hattie Stein. The reporting person no longer has a reportable beneficial interest in 610,000 shares of common stock owned by his adult daughter, Jay Meredith Stein, and included in the reporting person's prior ownership reports. The 610,000 shares include 500,000 shares transferred by gift on January 11, 2008. /s/ Jay Stein 2008-01-16 -----END PRIVACY-ENHANCED MESSAGE-----