-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYkGazHw00VzABsSsGwa6bDPKPOMIcQWvOWluurK5/eNX0SkcHqoSNEl9B4Lu2Ex mbYraBOQCjskmHuwsyKRBw== 0000897069-99-000085.txt : 19990217 0000897069-99-000085.hdr.sgml : 19990217 ACCESSION NUMBER: 0000897069-99-000085 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEIN MART INC CENTRAL INDEX KEY: 0000884940 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 640466198 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43686 FILM NUMBER: 99542459 BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD CITY: JACKSONVILLE STATE: FL ZIP: 32207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEIN JAY CENTRAL INDEX KEY: 0000903240 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BLVD STREET 2: 10TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043461500 MAIL ADDRESS: STREET 1: 1200 RIVERPLACE BLVD STREET 2: 10TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32207 SC 13G/A 1 SCHEDULE 13G (AMENDMENT NO. 6) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Stein Mart, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 858375-10-8 -------------------------------------------------------------------- (CUSIP Number) December 31, 1998 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages Page 2 of 5 CUSIP No. 858375-10-8 ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jay Stein ###-##-#### ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 16,333,722 SHARES __________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY N/A EACH __________________________________________________ REPORTING 7 SOLE DISPOSITIVE POWER PERSON 16,333,722 WITH __________________________________________________ 8 SHARED DISPOSITIVE POWER N/A ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,333,722 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 36.0% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ________________________________________________________________________________ Page 3 of 5 CUSIP No. 858375-10-8 Item 1(a). Name of Issuer: Stein Mart, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1200 Riverplace Blvd. Jacksonville, FL 32207 Item 2(a). Name of Person Filing: Jay Stein Item 2(b). Address of Principal Business Office or, if none, Residence: 1200 Riverplace Blvd. Jacksonville, FL 32207 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value Item 2(e). CUSIP Number: 858375-10-8 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Inapplicable Item 4. Ownership (as of December 31, 1998) (a) Amount Beneficially Owned: 16,333,722 (b) Percent of Class: 36.0% Page 4 of 5 CUSIP No. 858375-10-8 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 16,333,722* (ii) shared power to vote or to direct the vote: Inapplicable (iii) sole power to dispose or to direct the disposition of: 16,333,722* (iv) shared power to dispose or to direct the disposition of: Inapplicable *Shares include (i) 15,885,772 shares held by Stein Ventures, (ii) 429,450 shares held by the Jay Stein Foundation, (iii) 200 shares held by Carey Ventures and (iv) 18,300 by Jay Stein. Item 5. Ownership of Five Percent or Less of a Class. Inapplicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Inapplicable Item 8. Identification and Classification of Members of the Group. Inapplicable Item 9. Notice of Dissolution of Group. Inapplicable Item 10. Certification. Inapplicable Page 5 of 5 CUSIP No. 858375-10-8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 16, 1999 /s/ Jay Stein Jay Stein -----END PRIVACY-ENHANCED MESSAGE-----