8-K 1 rushmore8k030103.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 1, 2003 ---------------- (Date of Report) Rushmore Financial Group, Inc. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Texas 000-24057 75-2375969 ----- --------- ---------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 13355 Noel Road, Suite 300, Dallas, Texas 75240 ----------------------------------------------- (Address of principal executive offices) (972) 450-6000 -------------- (Registrant's telephone number, including area code) N/A ----- (Former name or former address, if changed since last report.) Item 4. Change in Registrant's Certifying Accountant. (a) Previous independent accountant: (1) On March 1, 2003, King Griffin & Adamson P.C. resigned to allow its successor entity KBA Group LLP to be engaged as the Registrants independent public accountants. (2) King Griffin & Adamson P.C. has not issued reports on the financial statements of the Registrant for any prior fiscal periods. (3) The Registrant's Board of Directors approved the decision to engage KBA Group LLP. (4) King Griffin & Adamson P.C. has not audited the financial statements of the Registrant for any prior fiscal periods. In connection with King Griffin & Adamson P.C.'s review of the Registrants interim period financial statements and through February 28, 2003, there were no disagreements with King Griffin & Adamson P.C. on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of King Griffin & Adamson P.C., would have caused King Griffin & Adamson P.C. to make reference thereto for such interim periods. (5) The Registrant has requested that King Griffin & Adamson P.C. furnish it with a letter addressed to the Commission stating whether or not it agrees with the above statements. A copy of such letter, dated March 6, 2003, is filed as Exhibit 1 to this Form 8-K. (b) New independent public accountants: (1) The Registrant's Board of Directors approved the engagement of KBA Group LLP and the Registrant engaged KBA Group LLP as its new independent public accountants as of March 1, 2003. As KBA Group LLP is a successor entity to King Griffin & Adamson P.C. the section addressing consultation of the newly engaged independent public accountants is not applicable. (2) The Registrant has allowed KBA Group LLP to review this Form 8-K before it is filed with the Commission. King Griffin & Adamson P.C. has not furnished the Registrant with a clarification or disagreement with the information set forth herein. Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: March 6, 2003 Rushmore Financial Group, Inc. By: /s/ Randy Rutledge ------------------------------ Name: Randy Rutledge Title: Chief Financial Officer