8-K 1 p16359_8k.txt CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 -------------- Date of Report (Date of earliest event reported): November 25, 2002 FOCUS ENHANCEMENTS, INC. ------------------------ (Exact name of registrant as specified in its charter) DELAWARE 1-11860 04-3144936 ------------------------- ----------------------- ---------------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 1370 Dell Ave., Campbell, CA 95008 ----------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (408) 866-8300 Item 5. Other Events and Required FD Disclosure On November 27, 2002, Focus Enhancements, Inc. issued a press release announcing that it had closed a private placement of 800,000 shares of FOCUS Enhancements common stock for gross proceeds of $768,000. The private placement closed on November 25, 2002. Proceeds will be used to fund working capital. vFinance, Inc. acted as placement agent in the transaction. A copy of the press release is attached hereto as Exhibit 99.1. Exhibits Exhibit Number Description 99.1 Press Release "FOCUS Enhancements Completes Private Placement." SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FOCUS ENHANCEMENTS, INC. Date: November 27, 2002 BY: /s/ Gary Williams --------------------- Name: Gary Williams Title: Principal Financial Officer Vice President of Finance & CFO