-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqvM4YaQX51MYiNiCVMQJlcc8bhU7/oDjIPGVJhBo+/Iv6hh5apbLqiPcmgukdbs 8UlinG8IKTBBymWtLnwWWQ== 0001144204-08-019856.txt : 20080401 0001144204-08-019856.hdr.sgml : 20080401 20080401155550 ACCESSION NUMBER: 0001144204-08-019856 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080401 DATE AS OF CHANGE: 20080401 EFFECTIVENESS DATE: 20080401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THERMOENERGY CORP CENTRAL INDEX KEY: 0000884504 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 710699511 STATE OF INCORPORATION: AK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-46104-FW FILM NUMBER: 08729381 BUSINESS ADDRESS: STREET 1: 323 CENTER STREET, SUITE 1300 CITY: LITTLE ROCK STATE: AK ZIP: 72201 BUSINESS PHONE: 5013766477 MAIL ADDRESS: STREET 1: 323 CENTER STREET STREET 2: SUITE 1300 CITY: LITTLE ROCK STATE: AK ZIP: 72201 FORMER COMPANY: FORMER CONFORMED NAME: INNOTEK CORPORATION DATE OF NAME CHANGE: 19930328 NT 10-K 1 v109351_nt10-k.htm Unassociated Document

UNITED STATES
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
 
OMB Number:
 
3235-0058
 
Expires:
April 30, 2009
Estimated average burden
hours per response 2.50
Washington, D.C. 20549
 
FORM 12b-25
 
NOTIFICATION OF LATE FILING
 
(Check One):     x Form 10-K o Form 20-F o Form 11-K
o Form 10-Q o Form N-SAR o Form N-CSR
 
For Period Ended: December 31, 2007
 
   
o Transition Report on Form 10-K
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q
 o Transition Report on Form N-SAR
SEC File No.
33-46104-FW
 
CUSIP NO.
883906406
For the Transition Period Ended: _________________________________
 

 
Read Instruction (on back page) Before Preparing Form. Please Print or Type
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:


PART I
REGISTRANT INFORMATION
 

ThermoEnergy Corporation

Full Name of Registrant
 

N/A

Former Name if Applicable
 

124 West Capitol Avenue, Suite 880

Address of Principal Executive Office (Street and Number)
 

Little Rock, Arkansas 72201

City, state and zip code
 
 
 

 
 

 


 
PART II
RULES 12b-25(b) AND (c)
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 
(a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F,
Form 11-K, Form N-SAR, or Form N-CSR or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
 
(c)
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III
NARRATIVE
 
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
 
Our Annual Report on Form 10-KSB for the year ended December 31, 2007 cannot be filed within the prescribed time period because we are experiencing delays in the collection of certain information required to be included in the Form 10-KSB, particularly with respect to our majority-owned subsidiary, CASTion Corporation, which we acquired in July 2007. These delays could not be eliminated without unreasonable effort or expense. We expect to file the Form 10-KSB as soon as reasonably practicable following the prescribed due date and within the time period permitted by Rule 12b-25.
 
Cautionary Note Regarding Forward Looking Statements
 
Statements made in this Form 12b-25, as well as statements made by us in periodic filings with governmental entities, press releases and other public communications, that reflect management's current assumptions and estimates of future performance may contain forward-looking statements to future events or future financial performance that involves risks and uncertainties. These statements are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934. These statements are only predictions and actual results could differ materially from those anticipated in these statements based upon a number of factors including those uncertainties and risk factors detailed from time to time in reports filed by us with the Securities and Exchange Commission, including our most recent reports on Forms 10-KSB and 10-QSB.
 
PART IV
OTHER INFORMATION

(1)
Name and telephone number of person to contact in regard to this notification
Andrew T. Melton                                  501           376-6477
(Name)                                       (Area Code)      (Telephone Number)
 
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
 
x Yes o No
 
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
 
o Yes x No
 
 
If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 

 
 

 


 

THERMOENERGY CORPORATION
(Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
   
 
 
 
 
 
 
Date: April 1, 2008  By:   /s/  Andrew T. Melton
 
Andrew T. Melton
 
Executive Vice President
Chief Financial Officer

 
ATTENTION

Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).
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