0000884423-13-000002.txt : 20130510 0000884423-13-000002.hdr.sgml : 20130510 20130510152611 ACCESSION NUMBER: 0000884423-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 EFFECTIVENESS DATE: 20130510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALEM INVESTMENT COUNSELORS INC CENTRAL INDEX KEY: 0000884423 IRS NUMBER: 561225913 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03405 FILM NUMBER: 13833162 BUSINESS ADDRESS: STREET 1: POP BOX 25427 CITY: WINSTON SALEM STATE: NC ZIP: 27114-5427 BUSINESS PHONE: 3367687230 MAIL ADDRESS: STREET 1: PO BOX 25427 CITY: WINSTON-SALEM STATE: NC ZIP: 27114-5427 13F-HR 1 dm03311313f-hrb.txt 13F-HR MARCH 31, 2013 FILING 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries Salem Investment Counselors, Inc. Name of Institutional Investment Manager 480 Shepherd Street Winston-Salem NC 27103 Business Address (Street) (City) (State) (Zip) Dale M. Brown, President 336.768.7230 Name, Phone No.,and Title of Person Duly Authorized to Submit This Report. ATTENTION INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. See 18 U.S.C. AND 15 U.S.C. 78ff(a) The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Winston-Salem and State of North Carolina on the 10th day of May, 2013. Salem Investment Counselors, Inc. (Name of Institutional Investment Manager) /s/ DALE M. BROWN (Manual Signature of Person Duly Authorized To Submit This Report) Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: <13F File No.: 1. 6. 2. 7. 3. 8. 4. 9. 5. 10. 2 FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY: 261 FORM 13F INFORMATION TABLE VALUE TOTAL: $665,037,966 3 FORM 13F Name of Reporting Manager: Salem Investment Counselors, Inc.
Item 1 Name of Issuer Item 2 Title of Class Item 3 Cusip Number Item 4 Fair Market Value Item 5 Shares of Principal Amount (a) Sole 3M Company Abbott Labs Abbvie, Inc. Accenture PLC CL A Activision Blizzard, Inc. Acuity Brands, Inc. Allergan, Inc. Alliance Holdings GP LP Alliance One International Altria Group, Inc. Amazon Com, Inc. American Axle & Mfg. Holdings, Inc. American Electric Power Company American Express Company Antares Pharma Inc. Apache Corp. common common common common common common common common common common common common common common common common 88579Y101 002824100 00287Y109 G1151C101 00507V109 00508Y102 18490102 01861G100 18772103 02209S103 023135106 024061103 025537101 25816109 036642106 037411105 $13,225,814 $3,705,351 $4,231,863 $5,984,157 $893,899 $254,168 $401,868 $969,128 $330,642 $1,031,047 $1,037,712 $409,500 $268,875 $401,724 $469,410 $4,131,301 124,408 104,908 103,773 78,770 61,352 3,665 3,600 18,400 84,998 29,981 3,894 30,000 5,529 5,955 131,120 53,542 124,408 104,908 103,773 78,770 61,352 3,665 3,600 18,400 84,998 29,981 3,894 30,000 5,529 5,955 131,120 53,542
Item 1 Name of Issuer Item 6 (b) Shares as defined in Instr. V. Item 7 Managers See Instr. V. (a) Sole Item 8 (b) Shared (c) None 3M Company Abbott Labs Abbvie, Inc. Accenture PLC CL A Activision Blizzard, Inc. Acuity Brands, Inc. Allergan, Inc. Alliance Holdings GP LP Alliance One International Altria Group, Inc. Amazon Com, Inc. American Axle & Mfg. Holdings, Inc. American Electric Power Company American Express Company Antares Pharma Inc. Apache Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 124,408 104,908 103,773 78,770 61,352 3,665 3,600 18,400 84,998 29,981 3,894 30,000 5,529 5,955 131,120 53,542 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
4 Apple Computer Corp. Arbor Realty Trust, Inc. Armour Residential Reit, Inc. AT&T Corp. Automatic Data Processing, Inc. Balchem Corp. Bank of America Corp. Barrick Gold Corp. Baxter International, Inc. BB&T Corporation Becton Dickinson & Co. Berkshire Hathaway, Inc. CL B Berkshire Hathaway, Inc. DEL CL A BHP Billiton Ltd. ADR Biodelivery Sci International, Inc. Boardwalk Pipeline Partners BP PLC Sponsored ADR common common common common common common common common common common common common common common common common common 037883100 038923108 042315101 00206R102 53015103 057665200 60505104 67901108 71813109 54937107 075887109 084670702 084670108 88606108 09060J106 096627104 55622104 $22,236,582 $215,600 $71,830 $5,163,118 $359,031 $7,156,464 $4,884,549 $244,020 $335,597 $10,671,941 $311,115 $18,077,762 $2,813,040 $3,656,831 $142,509 $556,890 $550,804 50,234 27,500 11,000 140,723 5,521 162,869 401,031 8,300 4,620 339,979 3,254 173,491 18 53,439 33,850 19,000 13,006 50,234 27,500 11,000 140,723 5,521 162,869 401,031 8,300 4,620 339,979 3,254 173,491 18 53,439 33,850 19,000 13,006
Apple Computer Corp. Arbor Realty Trust, Inc. Armour Residential Reit, Inc. AT&T Corp. Automatic Data Processing, Inc. Balchem Corp. Bank of America Corp. Barrick Gold Corp. Baxter International, Inc. BB&T Corporation Becton Dickinson & Co. Berkshire Hathaway, Inc. CL B Berkshire Hathaway, Inc. DEL CL A BHP Billiton Ltd. ADR Biodelivery Sci International, Inc. Boardwalk Pipeline Partners BP PLC Sponsored ADR 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 50,234 27,500 11,000 140,723 5,521 162,869 401,031 8,300 4,620 339,979 3,254 173,491 18 53,439 33,850 19,000 13,006 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
5 Breitburn Energy Partners LP Bristol Myers Squibb Co. Buckeye Partners LP Canadian Nat. Res. Ltd. Capital One Financial Corp. Carlyle Group Caterpillar, Inc. Celgene Corp. Celldex Therapeutics, Inc. CenturyLink, Inc. Chesapeake Energy Corp. ChevronTexaco Corporation Cisco Systems, Inc. Citigroup, Inc. Coca-Cola Company Colgate-Palmolive Co. Concepts Direct common common common common common common common common common common common common common common common common common 106776107 110122108 118230101 136385101 14040H105 14309L102 149123101 151020104 15117B103 156700106 165167107 166764100 17275R102 172967424 191216100 194162103 206013104 $515,028 $4,190,794 $2,768,102 $610,470 $821,173 $773,553 $8,954,605 $531,447 $514,384 $228,380 $1,301,280 $3,862,363 $7,465,073 $675,678 $6,535,225 $5,898,903 $4,662 25,700 101,743 45,260 19,000 14,944 25,572 102,962 4,585 44,420 6,501 63,757 32,506 357,266 15,273 161,603 49,978 38,850 25,700 101,743 45,260 19,000 14,944 25,572 102,962 4,585 44,420 6,501 63,757 32,506 357,266 15,273 161,603 49,978 38,850
Breitburn Energy Partners LP Bristol Myers Squibb Co. Buckeye Partners LP Canadian Nat. Res. Ltd. Capital One Financial Corp. Carlyle Group Caterpillar, Inc. Celgene Corp. Celldex Therapeutics, Inc. CenturyLink, Inc. Chesapeake Energy Corp. ChevronTexaco Corporation Cisco Systems, Inc. Citigroup, Inc. Coca-Cola Company Colgate-Palmolive Co. Concepts Direct 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 25,700 101,743 45,260 19,000 14,944 25,572 102,962 4,585 44,420 6,501 63,757 32,506 357,266 15,273 161,603 49,978 38,850 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
6 ConocoPhillips Credit Suisse ETN Curis, Inc. CVS Caremark Corp. D R Horton Company Data I/O Corp. DCP Midstream Partners LP Dentsply Intl. Inc. New Devon Energy Corp. Disney, Walt Company Dominion Resources Inc. - VA Dover Corporation Duke Energy Corporation Dupont de nemours E.I. Eaton Corp El Paso Pipeline Partners LP Emagin Corp. common common common common common common common common common common common common common common common common common 20825C104 22542D852 231269101 126650100 23331A109 237690102 23311P100 249030107 25179M103 254687106 25746U109 260003108 26441C204 263534109 278058102 283702108 29076N206 $2,542,110 $776,504 $32,800 $1,827,098 $1,139,427 $28,384 $1,943,637 $509,280 $5,987,685 $2,315,656 $778,158 $3,857,174 $1,922,256 $246,783 $367,500 $2,934,234 $371,195 42,298 26,910 10,000 33,226 46,890 19,309 41,700 12,000 106,127 40,769 13,375 52,925 26,481 5,020 6,000 66,900 108,220 42,298 26,910 10,000 33,226 46,890 19,309 41,700 12,000 106,127 40,769 13,375 52,925 26,481 5,020 6,000 66,900 108,220
ConocoPhillips Credit Suisse ETN Curis, Inc. CVS Caremark Corp. D R Horton Company Data I/O Corp. DCP Midstream Partners LP Dentsply Intl. Inc. New Devon Energy Corp. Disney, Walt Company Dominion Resources Inc. - VA Dover Corporation Duke Energy Corporation Dupont de nemours E.I. Eaton Corp El Paso Pipeline Partners LP Emagin Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 42,298 26,910 10,000 33,226 46,890 19,309 41,700 12,000 106,127 40,769 13,375 52,925 26,481 5,020 6,000 66,900 108,220 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
7 EMC Corp. MASS Emerson Electric Enbridge Energy Partners LP Energy Transfer Equity LP Energy Transfer Partners LP Enterprise Products Partners Exactech, Inc. Examworks Group, Inc. Exxon Mobile Corporation Facebook, Inc. Fidelity National Info. Services First Citizens Bancshares CL A Freeport McMoran Copper & Gold General Dynamics Corp. General Electric Company Glaxo Smith Kline PLC Goldman Sachs Group, Inc. common common common common common common common common common common common common common common common common common 268648102 291011104 29250R106 29273V100 29273R109 293792107 30064E109 30066A105 30231G102 30303M102 31620M106 31946M103 35671D857 369550108 369604103 37733W105 38141G104 $5,954,129 $1,048,401 $1,362,328 $807,024 $1,491,046 $6,299,039 $310,350 $337,324 $10,655,778 $718,798 $935,032 $779,581 $377,340 $337,249 $12,160,912 $281,272 $2,180,469 249,231 18,765 45,200 13,800 29,415 104,479 15,000 19,476 118,253 28,100 23,600 4,267 11,400 4,783 525,991 5,996 14,818 249,231 18,765 45,200 13,800 29,415 104,479 15,000 19,476 118,253 28,100 23,600 4,267 11,400 4,783 525,991 5,996 14,818
EMC Corp. MASS Emerson Electric Enbridge Energy Partners LP Energy Transfer Equity LP Energy Transfer Partners LP Enterprise Products Partners Exactech, Inc. Examworks Group, Inc. Exxon Mobile Corporation Facebook, Inc. Fidelity National Info. Services First Citizens Bancshares CL A Freeport McMoran Copper & Gold General Dynamics Corp. General Electric Company Glaxo Smith Kline PLC Goldman Sachs Group, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 249,231 18,765 45,200 13,800 29,415 104,479 15,000 19,476 118,253 28,100 23,600 4,267 11,400 4,783 525,991 5,996 14,818 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
8 Google, Inc. CL A Government Properties Income Reit Green Mountain Coffee Roaster Guggenhgeim S&P Equal Weight Harris Teeter Supermarkets Hatteras Financial Corp. Highwood Properties, Inc. REIT Holly Energy Partners LP Home Depot, Inc. Hubbell Inc. Class B Huntsman Corporation Hyster-Yale Materials Handling, Inc. Inergy Midstream LLC Infinera Corp. Intel Corp International Business Machines Ipath MSCI India ETN common common common common common common common common common common common common common common common common common 38259P508 38376A103 393122106 78355W106 414585109 41902R103 431284108 435763107 437076102 443510201 447011107 449172105 45671U106 45667G103 458140100 459200101 06739F291 $10,198,988 $1,574,676 $8,304,329 $238,560 $2,613,169 $9,776,463 $2,201,754 $401,000 $576,173 $1,008,002 $3,405,502 $565,191 $305,125 $110,425 $7,330,315 $8,723,757 $1,010,266 12,842 61,200 146,306 4,000 61,184 356,415 55,642 10,000 8,257 10,380 183,190 9,900 12,500 15,775 335,714 40,899 17,662 12,842 61,200 146,306 4,000 61,184 356,415 55,642 10,000 8,257 10,380 183,190 9,900 12,500 15,775 335,714 40,899 17,662
Google, Inc. CL A Government Properties Income Reit Green Mountain Coffee Roaster Guggenhgeim S&P Equal Weight Harris Teeter Supermarkets Hatteras Financial Corp. Highwood Properties, Inc. REIT Holly Energy Partners LP Home Depot, Inc. Hubbell Inc. Class B Huntsman Corporation Hyster-Yale Materials Handling, Inc. Inergy Midstream LLC Infinera Corp. Intel Corp International Business Machines Ipath MSCI India ETN 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12,842 61,200 146,306 4,000 61,184 356,415 55,642 10,000 8,257 10,380 183,190 9,900 12,500 15,775 335,714 40,899 17,662 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
9 Ishares Dow Jones Select Div. Fund Ishares ETF MSCI Frntr 100 Idx Fd Ishares FTSE XINHUA Ishares Gold Trust Ishares Iboxx Investor Ishares MSCI Brazil Free Idx Fund Ishares MSCI Eafe Index Ishares MSCI Emerging Ishares MSCI Hong Kong Ishares MSCI Japan Index Ishares MSCI Pacific Ex-Jap Idx Fd Ishares S&P 500 Index Fund Ishares S&P GLB ERG Sect Ishares S&P Global Telecom Ishares TR Comex Gold Ishares TR Iboxx $ High Yld Corp Ishares TR RUS 2000 I FD common common common common common common common common common common common common common common common common common 464287168 464286145 464287184 464285105 464287242 464286400 464287465 464287234 464286871 464286848 464286665 464287200 464287341 464287275 464285105 464288513 464287655 $690,236 $263,800 $2,061,802 $671,550 $269,775 $351,559 $1,852,228 $8,037,595 $514,848 $972,000 $368,526 $6,170,872 $403,293 $215,149 $566,480 $1,268,095 $2,828,487 10,887 8,985 55,830 43,270 2,250 6,453 31,404 187,926 25,950 90,000 7,415 39,215 10,100 3,590 36,500 13,440 29,953 10,887 8,985 55,830 43,270 2,250 6,453 31,404 187,926 25,950 90,000 7,415 39,215 10,100 3,590 36,500 13,440 29,953
Ishares Dow Jones Select Div. Fund Ishares ETF MSCI Frntr 100 Idx Fd Ishares FTSE XINHUA Ishares Gold Trust Ishares Iboxx Investor Ishares MSCI Brazil Free Idx Fund Ishares MSCI Eafe Index Ishares MSCI Emerging Ishares MSCI Hong Kong Ishares MSCI Japan Index Ishares MSCI Pacific Ex-Jap Idx Fd Ishares S&P 500 Index Fund Ishares S&P GLB ERG Sect Ishares S&P Global Telecom Ishares TR Comex Gold Ishares TR Iboxx $ High Yld Corp Ishares TR RUS 2000 I FD 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10,887 8,985 55,830 43,270 2,250 6,453 31,404 187,926 25,950 90,000 7,415 39,215 10,100 3,590 36,500 13,440 29,953 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
10 Ishares TR Russell Midcp Idx Fund Ishares TR S&P Citigroup 1-3 Yr Intl Javelin Mortgage Investment Co. Johnson & Johnson KB Home Kellogg Company Kimberly-Clark Corp Kinder Morgan Energy Partners LP Kinder Morgan Hold Co. LLC Kraft Foods Group Krispy Kreme Doughnuts, Inc. Lender Processing Services Lennar Corp. CL A Lennox International, Inc. Lilly, Eli & Co. Lincoln National Corp. Linn Energy common common common common common common common common common common common common common common common common common 464287499 464288125 47200B104 478160104 48666K109 487836108 494368103 494550106 49456B101 50075N104 501014104 52602 E102 526057104 526107107 532457108 534187109 536020100 $5,640,729 $1,092,663 $1,473,750 $15,386,717 $5,537,961 $7,481,805 $457,567 $4,145,130 $403,239 $819,069 $193,496 $306,793 $1,019,205 $564,109 $316,547 $320,230 $1,864,327 44,314 11,700 75,000 188,725 254,385 116,123 4,670 46,175 10,425 15,895 13,400 12,050 24,571 8,885 5,574 9,820 49,100 44,314 11,700 75,000 188,725 254,385 116,123 4,670 46,175 10,425 15,895 13,400 12,050 24,571 8,885 5,574 9,820 49,100
Ishares TR Russell Midcp Idx Fund Ishares TR S&P Citigroup 1-3 Yr Intl Javelin Mortgage Investment Co. Johnson & Johnson KB Home Kellogg Company Kimberly-Clark Corp Kinder Morgan Energy Partners LP Kinder Morgan Hold Co. LLC Kraft Foods Group Krispy Kreme Doughnuts, Inc. Lender Processing Services Lennar Corp. CL A Lennox International, Inc. Lilly, Eli & Co. Lincoln National Corp. Linn Energy 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 44,314 11,700 75,000 188,725 254,385 116,123 4,670 46,175 10,425 15,895 13,400 12,050 24,571 8,885 5,574 9,820 49,100 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
11 Lowes Companies Inc. Magellan Midstream Partners Market Vectors ETF Brazil Small Market Vectors ETF Jr Gold Miners Market Vectors ETF TR Global Market Vectors ETF TR Gold Miners McDonalds Corporation Medley Capital Corp. Medtronic, Inc. Merck & Co. Methode Electronics, Inc. Class A Mettler-Toledo International, Inc. MGC Diagnostics Microsoft Corporation Mondelez International, Inc. Morgan, JP Chase & Co. Mrgan JP Exch Trded NT Alrn MLP common common common common common common common common common common common common common common common common common 548661107 559080106 57060U613 57060U589 57060U605 57060U100 580135101 58503F106 585055106 58933Y105 591520200 592688105 552768103 594918104 609207105 46625H100 46625H365 $10,264,426 $506,837 $1,122,586 $260,843 $2,281,340 $448,712 $10,966,398 $665,700 $1,801,996 $9,157,798 $231,840 $1,577,828 $226,078 $14,131,242 $1,312,710 $7,749,886 $1,468,094 270,686 9,486 27,835 15,582 42,130 11,855 110,005 42,000 38,373 207,190 18,000 7,400 32,343 494,013 42,878 163,293 32,280 270,686 9,486 27,835 15,582 42,130 11,855 110,005 42,000 38,373 207,190 18,000 7,400 32,343 494,013 42,878 163,293 32,280
Lowes Companies Inc. Magellan Midstream Partners Market Vectors ETF Brazil Small Market Vectors ETF Jr Gold Miners Market Vectors ETF TR Global Market Vectors ETF TR Gold Miners McDonalds Corporation Medley Capital Corp. Medtronic, Inc. Merck & Co. Methode Electronics, Inc. Class A Mettler-Toledo International, Inc. MGC Diagnostics Microsoft Corporation Mondelez International, Inc. Morgan, JP Chase & Co. Mrgan JP Exch Trded NT Alrn MLP 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 270,686 9,486 27,835 15,582 42,130 11,855 110,005 42,000 38,373 207,190 18,000 7,400 32,343 494,013 42,878 163,293 32,280 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
12 Mosaic Company National Presto Industries, Inc. Netflix, Inc. Newbridge Bancorp Nextera Energy, Inc. Nokia Corp. Norfolk Southern Corp. NovaGold Resources, Inc. Novartis A G Spon ADR F Nu Skin Enterprises CL A Nuveen Energy MLP Total Return Occidental Pete. Corp. Old Rep. Intl. Corp. Oracle Corp. Pacific Coast Oil Trust Pepsico, Inc. Petroleum & Res. Corp. common common common common common common common common common common common common common common common common common 61945C103 6706D8104 64110L106 65080T102 65339F101 654902204 655844108 66987E206 66987V109 67018T105 67074U103 674599105 680223104 68389X105 694103102 713448108 716549100 $2,877,673 $2,326,450 $775,102 $171,128 $901,399 $39,606 $218,907 $43,814 $502,100 $979,030 $233,244 $1,046,631 $522,737 $2,770,487 $374,600 $25,408,945 $289,287 48,275 28,900 4,095 29,054 11,604 12,075 2,840 12,070 7,048 22,150 11,400 13,355 41,128 85,694 20,000 321,185 11,117 48,275 28,900 4,095 29,054 11,604 12,075 2,840 12,070 7,048 22,150 11,400 13,355 41,128 85,694 20,000 321,185 11,117
Mosaic Company National Presto Industries, Inc. Netflix, Inc. Newbridge Bancorp Nextera Energy, Inc. Nokia Corp. Norfolk Southern Corp. NovaGold Resources, Inc. Novartis A G Spon ADR F Nu Skin Enterprises CL A Nuveen Energy MLP Total Return Occidental Pete. Corp. Old Rep. Intl. Corp. Oracle Corp. Pacific Coast Oil Trust Pepsico, Inc. Petroleum & Res. Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 48,275 28,900 4,095 29,054 11,604 12,075 2,840 12,070 7,048 22,150 11,400 13,355 41,128 85,694 20,000 321,185 11,117 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
13 Pfizer, Inc. Philip Morris International, Inc. Phillips 66 Pimco Corporate Opportunity Fund Pioneer Natural Res. Co. Plains All American Pipeline LP Powershares ETF Fund S&P Smallcap Praxair, Inc. Priceline Com, Inc. Procter & Gamble Co. Prospect Capital Corporation Pultegroup, Inc. PVR Partners LP QR Energy LP Qualcomm, Inc. Ralph Lauren Corporation Regions Financial Corp. common common common common common common common common common common common common common common common common common 717081103 718172109 718546104 72201B101 723787107 726503105 73937B878 74005P104 741503403 742718109 74348T102 745867101 693665101 74734R108 747525103 751212101 7591EP100 $10,745,242 $9,041,914 $1,353,989 $258,240 $521,850 $2,721,658 $324,900 $225,311 $206,448 $13,882,359 $766,100 $517,942 $2,079,246 $2,323,582 $10,663,341 $270,896 $97,035 372,323 97,529 19,351 12,000 4,200 48,188 9,000 2,020 300 180,150 70,220 25,590 86,240 131,350 159,297 1,600 11,848 372,323 97,529 19,351 12,000 4,200 48,188 9,000 2,020 300 180,150 70,220 25,590 86,240 131,350 159,297 1,600 11,848
Pfizer, Inc. Philip Morris International, Inc. Phillips 66 Pimco Corporate Opportunity Fund Pioneer Natural Res. Co. Plains All American Pipeline LP Powershares ETF Fund S&P Smallcap Praxair, Inc. Priceline Com, Inc. Procter & Gamble Co. Prospect Capital Corporation Pultegroup, Inc. PVR Partners LP QR Energy LP Qualcomm, Inc. Ralph Lauren Corporation Regions Financial Corp. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 372,323 97,529 19,351 12,000 4,200 48,188 9,000 2,020 300 180,150 70,220 25,590 86,240 131,350 159,297 1,600 11,848 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
14 Reynolds American, Inc. Rio Tinto PLC Spon Rochester Medical Corp. Rock-Tenn Company Royal Bank CDA Montreal SCBT Finanical Corp. SCH US Mid-Cap ETF Schlumberger Ltd. SCHW Emerging Market EQ ETF SCHW Intl. EQ ETF SCHW US Brd. Mkt. ETF SCHW US LCAP ETF SCHW US SCAP ETF Schwab Charles The Corporation Sector SPDR Health Fund Sempra Energy Silver Wheaton Corporation common common common common common common common common common common common common common common common common common 761713106 74955W307 771497104 772739207 780087102 78401V102 808524508 806857108 808524706 808524805 808524102 808524201 808524607 808513105 81369Y209 816851109 828336107 $772,791 $374,521 $363,307 $1,763,010 $210,206 $761,998 $4,344,095 $630,274 $3,882,195 $989,712 $452,028 $997,843 $1,001,167 $184,100 $305,690 $312,166 $1,785,539 17,370 7,955 24,850 19,000 3,486 15,119 137,602 8,416 151,945 35,550 11,908 26,716 23,359 10,407 6,644 3,905 56,955 17,370 7,955 24,850 19,000 3,486 15,119 137,602 8,416 151,945 35,550 11,908 26,716 23,359 10,407 6,644 3,905 56,955
Reynolds American, Inc. Rio Tinto PLC Spon Rochester Medical Corp. Rock-Tenn Company Royal Bank CDA Montreal SCBT Finanical Corp. SCH US Mid-Cap ETF Schlumberger Ltd. SCHW Emerging Market EQ ETF SCHW Intl. EQ ETF SCHW US Brd. Mkt. ETF SCHW US LCAP ETF SCHW US SCAP ETF Schwab Charles The Corporation Sector SPDR Health Fund Sempra Energy Silver Wheaton Corporation 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 17,370 7,955 24,850 19,000 3,486 15,119 137,602 8,416 151,945 35,550 11,908 26,716 23,359 10,407 6,644 3,905 56,955 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
15 Sonoco Products Southern Copper Corp. SPDR DJ Wilshire Int'l Real Est ETF SPDR Dow Jones Indl. Avg ETF SPDR Gold Trust SPDR S&P 400 Midcap Grow ETF SPDR S&P 500 ETF SPDR S&P China ETF Spectra Energy Corp. St. Jude Medical, Inc. Stericycle, Inc. Stryker Corporation Suburban Propane Partners LP Summit Midstream Partners LP Sunoco Logistics Partners LP Suntrust Banks, Inc. SVB Financial Group, Inc. common common common common common common common common common common common common common common common common common 835495102 84265V105 78463X863 78467X109 78463V107 78467Y107 78462F103 78463X400 847560109 790849103 858912108 863667101 864482104 866142102 86764L108 867914103 78486Q101 $4,374,275 $1,069,468 $341,714 $200,832 $1,923,152 $500,182 $2,856,877 $3,266,665 $1,969,753 $1,625,688 $955,620 $561,064 $236,028 $221,824 $3,218,334 $260,593 $286,952 125,015 28,466 7,945 1,382 12,450 2,385 18,235 46,700 64,057 40,200 9,000 8,600 5,304 8,000 49,210 9,045 4,045 125,015 28,466 7,945 1,382 12,450 2,385 18,235 46,700 64,057 40,200 9,000 8,600 5,304 8,000 49,210 9,045 4,045
Sonoco Products Southern Copper Corp. SPDR DJ Wilshire Int'l Real Est ETF SPDR Dow Jones Indl. Avg ETF SPDR Gold Trust SPDR S&P 400 Midcap Grow ETF SPDR S&P 500 ETF SPDR S&P China ETF Spectra Energy Corp. St. Jude Medical, Inc. Stericycle, Inc. Stryker Corporation Suburban Propane Partners LP Summit Midstream Partners LP Sunoco Logistics Partners LP Suntrust Banks, Inc. SVB Financial Group, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 125,015 28,466 7,945 1,382 12,450 2,385 18,235 46,700 64,057 40,200 9,000 8,600 5,304 8,000 49,210 9,045 4,045 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
16 Sysco Corporation Tanger Fact. Outlet Ctrs Targa Resources Partners LP Target Corporation Teva Pharmaceutical TICC Capital Corp. Tiffany & Company Tortoise MLP Fund, Inc. Total SA Spons ADR Toyota Motor CP ADR Unifi, Inc. Unifirst Corporation - Mass Unilever PLC ADR Union Pacific Corp. United Health Group, Inc. United Technologies Corp. US Bancorp Del common common common common common common common common common common common common common common common common common 871829107 875465106 87611X105 87612E106 881624209 87244T109 886547108 89148B101 89151E109 892331307 904677200 904708104 904767704 907818108 91324P102 913017109 902973304 $6,929,686 $386,837 $3,023,514 $487,638 $3,836,580 $783,368 $1,198,800 $914,171 $204,875 $4,321,452 $436,550 $1,323,110 $3,037,647 $397,324 $218,599 $9,530,234 $417,600 197,034 10,692 65,700 7,124 96,688 78,770 17,239 32,475 4,270 42,103 22,856 14,620 71,914 2,790 3,821 102,004 15,000 197,034 10,692 65,700 7,124 96,688 78,770 17,239 32,475 4,270 42,103 22,856 14,620 71,914 2,790 3,821 102,004 15,000
Sysco Corporation Tanger Fact. Outlet Ctrs Targa Resources Partners LP Target Corporation Teva Pharmaceutical TICC Capital Corp. Tiffany & Company Tortoise MLP Fund, Inc. Total SA Spons ADR Toyota Motor CP ADR Unifi, Inc. Unifirst Corporation - Mass Unilever PLC ADR Union Pacific Corp. United Health Group, Inc. United Technologies Corp. US Bancorp Del 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 197,034 10,692 65,700 7,124 96,688 78,770 17,239 32,475 4,270 42,103 22,856 14,620 71,914 2,790 3,821 102,004 15,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
17 Vale SA ADR Vanguard S&P 500 ETF Vanguard Bond Index Vanguard Dividend Apprec. ETF Vanguard Emerging Markets Vipers Vanguard Growth ETF Vanguard Health Systems, Inc. Vanguard Mega Cap 300 Growth Vanguard Mid-Cap ETF Vanguard National Res. LLC Vanguard Reit Vanguard Small Cap Vanguard Total Stock Market Vanguard Whitehall Funds Verizon Communications VF Corporation Visa, Inc. common common common common common common common common common common common common common common common common common 91912E105 922908413 921937819 921908844 922042858 922908736 922036207 921910816 922908629 92205F106 922908553 922908751 922908769 921946406 92343V104 918204108 92826C839 $1,030,743 $6,349,023 $622,812 $852,129 $5,498,347 $425,685 $1,298,315 $871,025 $1,399,109 $2,938,241 $374,712 $1,442,834 $345,375 $308,306 $1,021,435 $1,674,313 $722,669 59,615 88,624 7,075 12,970 128,181 5,492 87,311 14,505 15,062 103,350 5,313 15,829 4,266 5,625 20,782 9,981 4,255 59,615 88,624 7,075 12,970 128,181 5,492 87,311 14,505 15,062 103,350 5,313 15,829 4,266 5,625 20,782 9,981 4,255
Vale SA ADR Vanguard S&P 500 ETF Vanguard Bond Index Vanguard Dividend Apprec. ETF Vanguard Emerging Markets Vipers Vanguard Growth ETF Vanguard Health Systems, Inc. Vanguard Mega Cap 300 Growth Vanguard Mid-Cap ETF Vanguard National Res. LLC Vanguard Reit Vanguard Small Cap Vanguard Total Stock Market Vanguard Whitehall Funds Verizon Communications VF Corporation Visa, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 59,615 88,624 7,075 12,970 128,181 5,492 87,311 14,505 15,062 103,350 5,313 15,829 4,266 5,625 20,782 9,981 4,255 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
18 Vringo, Inc. Walgreen Company Wal-Mart Stores, Inc. Wells Fargo & Co. Weyerhaeuser Company Williams Partners LP Yum Brands, Inc. common common common common common common common 92911N104 931422109 931142103 949746101 962166104 96950F104 988498101 $278,849 $8,830,098 $13,136,481 $4,478,313 $618,155 $1,610,980 $1,472,324 87,965 185,195 175,551 121,068 19,699 31,100 20,466 87,965 185,195 175,551 121,068 19,699 31,100 20,466 Grand Total 03/31/13 $665,037,966
Vringo, Inc. Walgreen Company Wal-Mart Stores, Inc. Wells Fargo & Co. Weyerhaeuser Company Williams Partners LP Yum Brands, Inc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 87,965 185,195 175,551 121,068 19,699 31,100 20,466 0 0 0 0 0 0 0 0 0 0 0 0 0 0