-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LiY4ibMdL8DXce+8BE6uq8BSPKHLpwpXcCLfkQ1Qgojo+g9rCxxo7tRkLa8mWwyy u9NkOZTP9A49qpwL8hss7A== 0000884421-01-000001.txt : 20010223 0000884421-01-000001.hdr.sgml : 20010223 ACCESSION NUMBER: 0000884421-01-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PALOMA SECURITIES L L C CENTRAL INDEX KEY: 0000884421 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133471808 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03106 FILM NUMBER: 1542733 BUSINESS ADDRESS: STREET 1: 2 AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: 2 AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31,2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Paloma Securities LLC Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 28-3106 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Patrick Iuliano Title: Financial and Operations Principal Phone: 203-861-8452 Signature, Place and Date of Signing: Patrick Iuliano Greenwich, Connecticut FEBRUARY 13,2001 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 609 Form 13F Information Table Value Total: $1,389,310 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AGILENT TECHNOLOGIES INC COM 00846U101 296 5400 SH SOLE 5400 AGILENT TECHNOLOGIES INC COM 00846U101 1862 34000 SH CALL SOLE 0 AGILENT TECHNOLOGIES INC COM 00846U101 4491 82000 SH PUT SOLE 0 ALCOA INC COM 013817101 1005 30000 SH CALL SOLE 0 ALCOA INC COM 013817101 2680 80000 SH PUT SOLE 0 APPLE COMPUTER INC COM 037833100 1488 100000 SH CALL SOLE 0 APPLE COMPUTER INC COM 037833100 1116 75000 SH PUT SOLE 0 ABBOTT LABORATORIES COM 002824100 1773 36600 SH SOLE 36600 ABBOTT LABORATORIES COM 002824100 1453 30000 SH CALL SOLE 0 ABBOTT LABORATORIES COM 002824100 1453 30000 SH PUT SOLE 0 ATLANTIC COAST AIR HLDGS COM 048396105 343 8400 SH SOLE 8400 ATLANTIC COAST AIR HLDGS COM 048396105 1839 45000 SH PUT SOLE 0 ACTEL CORP COM 004934105 242 10000 SH CALL SOLE 0 ACTEL CORP COM 004934105 242 10000 SH PUT SOLE 0 ACTIVE VOICE CORP COM 004938106 7390 374200 SH SOLE 374200 ACXIOM CORP COM 005125109 273 7000 SH CALL SOLE 0 ADAPTIVE BROADBAND CORP COM 00650M104 2209 360700 SH SOLE 360700 ANALOG DEVICES COM 032654105 363 7100 SH SOLE 7100 ANALOG DEV 4.75% 10/1/5 144A SDBCV 032654AC9 3106 3500000 PRN SOLE 3500000 ANALOG DEVICES COM 032654105 1280 25000 SH PUT SOLE 0 AMERICAN EAGLE OUTFITTERS COM 02553E106 1268 30000 SH PUT SOLE 0 AMERICAN ELECTRIC POWER COM 025537101 4804 103320 SH SOLE 103320 AES CORP COM 00130H105 1916 34600 SH SOLE 34600 AETNA INC - 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