0000899243-18-027503.txt : 20181025
0000899243-18-027503.hdr.sgml : 20181025
20181025195446
ACCESSION NUMBER: 0000899243-18-027503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181022
FILED AS OF DATE: 20181025
DATE AS OF CHANGE: 20181025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE RICHARD A
CENTRAL INDEX KEY: 0000884413
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21593
FILM NUMBER: 181140070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP
CENTRAL INDEX KEY: 0000949615
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21593
FILM NUMBER: 181140071
BUSINESS ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3105562721
MAIL ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA
DATE OF NAME CHANGE: 19960605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KA Fund Advisors LLC
CENTRAL INDEX KEY: 0001376209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21593
FILM NUMBER: 181140072
BUSINESS ADDRESS:
STREET 1: 1100 LOUISIANA STREET
STREET 2: SUITE 4550
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 888-533-1232
MAIL ADDRESS:
STREET 1: 1100 LOUISIANA STREET
STREET 2: SUITE 4550
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kayne Anderson MLP/Midstream Investment Co
CENTRAL INDEX KEY: 0001293613
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE - SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-493-2020
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE - SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Kayne Anderson MLP Investment CO
DATE OF NAME CHANGE: 20040813
FORMER COMPANY:
FORMER CONFORMED NAME: Kayne Anderson Midstream Investment CO
DATE OF NAME CHANGE: 20040614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-22
0
0001293613
Kayne Anderson MLP/Midstream Investment Co
KYN
0000884413
KAYNE RICHARD A
C/O KAYNE ANDERSON CAPITAL ADVISORS LP
1800 AVENUE OF THE STARS, THIRD FLOOR
LOS ANGELES
CA
90067
0
0
0
1
SEE NOTES (1) AND (2)
0000949615
KAYNE ANDERSON CAPITAL ADVISORS LP
1800 AVENUE OF THE STARS, THIRD FLOOR
LOS ANGELES
CA
90067
0
0
0
1
SEE NOTE (2)
0001376209
KA Fund Advisors LLC
C/O KAYNE ANDERSON CAPITAL ADVISORS, L.P
1800 AVENUE OF THE STARS, THIRD FLOOR
LOS ANGELES
CA
90067
0
0
0
1
SEE NOTE (2)
COMMON STOCK
2018-10-22
4
J
0
152445
A
353958
D
COMMON STOCK
2018-10-22
4
J
0
303568
D
11321
I
SEE NOTES
SHARES DISTRIBUTED BY KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP") TO ITS LIMITED PARTNERS (ON A PRO RATA BASIS.). AFTER GIVING EFFECT TO THAT DISTRIBUTION, KACALP OWNED NO SHARES OF KYN.
A TOTAL OF 11,235 SHARES ARE OWNED BY KA ASSOCIATES, INC. ("KAA.") RICHARD KAYNE IS THE MAJORITY OWNER OF KAA. A TOTAL OF 86 SHARES ARE OWNED BY KA FUND ADVISORS, LLC ("KAFA.") MR. KAYNE IS THE INDIRECT MAJORITY OWNER OF KAFA. MR. KAYNE DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SHARES HELD OR CONTROLLED BY KAA AND KAFA EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.
/S/ DAVID SHLADOVSKY BY POWER OF ATTORNEY FOR RICHARD A. KAYNE
2018-10-22
/S/ DAVID SHLADOVSKY BY POWER OF ATTORNEY FOR KAYNE ANDERSON CAPITAL ADVISORS, L.P.
2018-10-22
/S/ DAVID SHLADOVSKY BY POWER OF ATTORNEY FOR KA FUND ADVISORS, LLC
2018-10-22